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Portfolio (Quarterly) Guide ↗

Tradewinds Capital Management, LLC

· CIK 0001616026
13F Portfolio $563M AUM 715 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 715 New
Page 6 of 36  ·  715 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 CCB COASTAL FINL CORP WA Financial Services 3,100.0 $240K 0.04% NEW $77.51 -36.0%
102 VUSB VANGUARD BD INDEX FDS 4,823.0 $240K 0.04% NEW $49.78 -0.1%
103 DUK DUKE ENERGY CORP NEW Utilities 1,835.0 $232K 0.04% NEW $126.58 -1.4%
104 HD HOME DEPOT INC Consumer Cyclical 658.0 $232K 0.04% NEW $352.67 -3.3%
105 ADX ADAMS DIVERSIFIED EQUITY FD Financial Services 8,876.0 $227K 0.04% NEW $25.55 +1.9%
106 COWG PACER FDS TR 5,645.0 $227K 0.04% NEW $40.15 -1.1%
107 ORCL ORACLE CORP Technology 1,531.0 $224K 0.04% NEW $146.55 -1.8%
108 MDYV SPDR SERIES TRUST 2,309.0 $219K 0.04% NEW $94.85 +1.4%
109 LRCX LAM RESEARCH CORP Technology 500.0 $217K 0.04% NEW $433.33 -25.6%
110 CVX CHEVRON CORPORATION Energy 1,222.0 $203K 0.04% NEW $165.78 +23.5%
111 MINT PIMCO ETF TR 1,902.0 $192K 0.03% NEW $100.81 -0.1%
112 RSPN INVESCO EXCHANGE TRADED FD T 2,978.0 $191K 0.03% NEW $64.00 -0.1%
113 META META PLATFORMS INC Communication Services 336.0 $189K 0.03% NEW $563.29 -2.1%
114 RSPD INVESCO EXCHANGE TRADED FD T 3,330.0 $186K 0.03% NEW $56.00 +2.7%
115 WMB WILLIAMS COS INC Energy 2,425.0 $180K 0.03% NEW $74.34 +1.3%
116 VOT VANGUARD INDEX FDS 583.0 $179K 0.03% NEW $306.32 +0.5%
117 NUE NUCOR CORP Basic Materials 800.0 $178K 0.03% NEW $222.75 +18.6%
118 ENS ENERSYS Industrials 743.0 $174K 0.03% NEW $233.82 -15.3%
119 GLD SPDR GOLD TR Financial Services 443.0 $163K 0.03% NEW $368.38 +8.6%
120 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 1,838.0 $163K 0.03% NEW $88.60 -31.7%
Page 6 of 36  ·  715 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 40.0%
Technology 27.5%
Industrials 7.4%
Healthcare 6.4%
Consumer Cyclical 5.6%
Communication Services 4.0%
Energy 3.5%
Consumer Defensive 3.1%
Utilities 1.5%
Basic Materials 0.8%