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Portfolio (Quarterly) Guide ↗

Tradewinds Capital Management, LLC

· CIK 0001616026
13F Portfolio $563M AUM 715 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 715 New
Page 32 of 36  ·  715 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 DRIV GLOBAL X FDS 21.0 $818.0 NEW $38.95 -10.3%
622 ESPO VANECK ETF TRUST 9.0 $808.0 NEW $89.78 +8.9%
623 IONQ IONQ INC Technology 15.0 $799.0 NEW $53.27 -15.9%
624 OR OR ROYALTIES INC. Basic Materials 25.0 $791.0 NEW $31.64 +2.3%
625 BHF BRIGHTHOUSE FINL INC Financial Services 12.0 $760.0 NEW $63.33 -14.8%
626 OILK PROSHARES TR 16.0 $760.0 NEW $47.50 +14.4%
627 CZR CAESARS ENTERTAINMENT INC NE Consumer Cyclical 25.0 $755.0 NEW $30.20 -1.9%
628 ICOP ISHARES TR 15.0 $739.0 NEW $49.27 +8.7%
629 GTLB GITLAB INC Technology 24.0 $733.0 NEW $30.54 +36.5%
630 TTD THE TRADE DESK INC Technology 40.0 $724.0 NEW $18.10 -25.0%
631 UNIT UNITI GROUP LLC Real Estate 60.0 $689.0 NEW $11.48 -14.2%
632 NUKZ EXCHANGE TRADED CONCEPTS TRU 10.0 $682.0 NEW $68.20 -2.8%
633 DTCR GLOBAL X FDS 22.0 $657.0 NEW $29.86 -4.2%
634 AVY AVERY DENNISON CORP Industrials 4.0 $650.0 NEW $162.50 +9.8%
635 DXYZ DESTINY TECH100 INC 25.0 $644.0 NEW $25.76 +24.8%
636 CNC CENTENE CORP DEL Healthcare 10.0 $642.0 NEW $64.20 +1.6%
637 STE STERIS PLC Healthcare 3.0 $632.0 NEW $210.67 +10.3%
638 SMR NUSCALE PWR CORP Utilities 60.0 $602.0 NEW $10.03 -13.4%
639 IQVIA HLDGS INC 3.0 $580.0 NEW $193.33
640 MDLZ MONDELEZ INTL INC Consumer Defensive 10.0 $579.0 NEW $57.90 +8.8%
Page 32 of 36  ·  715 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 40.0%
Technology 27.5%
Industrials 7.4%
Healthcare 6.4%
Consumer Cyclical 5.6%
Communication Services 4.0%
Energy 3.5%
Consumer Defensive 3.1%
Utilities 1.5%
Basic Materials 0.8%