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Portfolio (Quarterly) Guide ↗

Rosalind Advisors, Inc.

· CIK 0001622627
13F Portfolio $249M AUM 38 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 12 New 9 Added 10 Reduced 16 Exited
Page 2 of 2  ·  38 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 MYO MYOMO INC Healthcare 3,847,272.0 $2.6M 1.04% $0.68 +52.5%
22 TALPHERA INC 3,353,916.0 $2.5M 1.01% -225K -6.3% $0.75
23 OVID OVID THERAPEUTICS INC Healthcare 1,107,994.0 $2.5M 0.99% NEW $2.22 +10.4%
24 DFTX DEFINIUM THERAPEUTICS INC Healthcare 125,000.0 $2.4M 0.95% NEW $18.90 +21.1%
25 ONKURE THERAPEUTICS INC 443,763.0 $1.8M 0.74% -287K -39.2% $4.14
26 LIPOCINE INC 221,616.0 $1.8M 0.71% NEW $7.99
27 NRXS NEURAXIS INC Healthcare 286,138.0 $1.7M 0.68% $5.92 +18.2%
28 AVALO THERAPEUTICS INC 75,000.0 $1.1M 0.45% NEW $14.93
29 ANNX ANNEXON INC Healthcare 200,000.0 $1.1M 0.45% NEW $5.54 -0.4%
30 PUT INVESCO QQQ TR 250,000.0 $1.1M 0.42% -200K -44.4% $4.21
31 AQST AQUESTIVE THERAPEUTICS INC Healthcare 250,000.0 $1.0M 0.42% NEW $4.15 -1.7%
32 PUT SPDR S&P 500 ETF TR 125,000.0 $958K 0.39% -385K -75.5% $7.67
33 BIOFRONTERA INC 1,163,962.0 $942K 0.38% +23K +2.0% $0.81
34 KURA KURA ONCOLOGY INC Healthcare 100,000.0 $813K 0.33% $8.13 +28.0%
35 REGENTIS BIOMATERIALS LTD 251,510.0 $768K 0.31% $3.05
36 PUT VIRIDIAN THERAPEUTICS INC 263,600.0 $53K 0.02% NEW $0.20
37 CALL ARRIVENT BIOPHARMA INC 108,900.0 +1K +0.9%
38 CALL UNIQURE NV 295,800.0 +196K +195.8%
Page 2 of 2  ·  38 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Healthcare 100.0%