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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 12 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 ASTRAZENECA PLC 10,449.0 $961K 0.02% +6K +115.3% $91.93
222 ADP AUTOMATIC DATA PROCESSING IN Industrials 3,671.0 $944K 0.02% +1K +37.8% $257.22 -13.3%
223 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 3,067.0 $932K 0.02% +183.0 +6.3% $303.85 +33.1%
224 MEDP MEDPACE HLDGS INC Healthcare 1,654.0 $929K 0.02% +541.0 +48.6% $561.65 -26.1%
225 NDAQ NASDAQ INC Financial Services 9,442.0 $917K 0.02% +6K +180.6% $97.13 -6.2%
226 SFM SPROUTS FMRS MKT INC Consumer Defensive 11,504.0 $917K 0.02% +4K +57.6% $79.67 +7.3%
227 EMBJ EMBRAER S.A. Industrials 14,079.0 $906K 0.02% +214.0 +1.5% $64.37 -13.4%
228 CGBL CAPITAL GROUP CORE BALANCED 25,430.0 $898K 0.02% +4K +16.8% $35.33 +4.3%
229 VGK VANGUARD INTL EQUITY INDEX F 10,615.0 $888K 0.02% +2K +20.3% $83.61 +4.2%
230 BLACKROCK MUNI INCOME TR II 82,483.0 $861K 0.01% +4K +4.7% $10.44
231 WIA WESTERN ASST INFLTN LKD INM Financial Services 102,793.0 $850K 0.01% +1K +1.3% $8.27 -1.8%
232 PH PARKER-HANNIFIN CORP Industrials 966.0 $849K 0.01% +15.0 +1.6% $878.74 -1.8%
233 MCK MCKESSON CORP Healthcare 1,015.0 $833K 0.01% +258.0 +34.1% $820.40 -7.3%
234 ORIQ ORIGIN INVT CORP I Financial Services 81,550.0 $824K 0.01% +7K +10.0% $10.11 +1.7%
235 WFC WELLS FARGO CO NEW Financial Services 8,702.0 $811K 0.01% +492.0 +6.0% $93.20 -21.2%
236 POCT INNOVATOR ETFS TRUST 18,434.0 $810K 0.01% +2K +11.8% $43.92 +4.4%
237 PNC PNC FINL SVCS GROUP INC Financial Services 3,794.0 $792K 0.01% +2K +105.5% $208.71 +2.0%
238 QQQM INVESCO EXCH TRADED FD TR II 3,098.0 $784K 0.01% +489.0 +18.7% $252.95 +14.9%
239 PCAR PACCAR INC Industrials 7,063.0 $783K 0.01% +340.0 +5.1% $110.84 -0.5%
240 IVW ISHARES TR 6,325.0 $780K 0.01% +924.0 +17.1% $123.26 +10.2%
Page 12 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%