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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 14 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 EFA ISHARES TR 5,134.0 $493K 0.01% +490.0 +10.6% $96.03 +6.9%
262 IEI ISHARES TR 4,105.0 $490K 0.01% +2K +139.2% $119.35 -2.0%
263 EMR EMERSON ELEC CO Industrials 3,682.0 $489K 0.01% +839.0 +29.5% $132.73 +0.2%
264 SOXX ISHARES TR 1,611.0 $485K 0.01% +275.0 +20.6% $301.15 +64.7%
265 PDEC INNOVATOR ETFS TRUST 10,942.0 $475K 0.01% +6K +112.6% $43.38 +4.8%
266 CHW CALAMOS GBL DYN INCOME FUND Financial Services 63,635.0 $472K 0.01% +715.0 +1.1% $7.41 +14.3%
267 BST BLACKROCK SCIENCE & TECHNOLO Financial Services 10,845.0 $440K 0.01% +5K +79.8% $40.54 +9.3%
268 CSX CSX CORP Industrials 12,036.0 $436K 0.01% +5K +60.7% $36.25 +26.0%
269 BBJP J P MORGAN EXCHANGE TRADED F 6,570.0 $433K 0.01% +155.0 +2.4% $65.91 +12.3%
270 TT TRANE TECHNOLOGIES PLC Industrials 1,101.0 $429K 0.01% +198.0 +21.9% $389.20 +19.9%
271 OYSTER ENTERPRISES II ACQUIS 42,500.0 $428K 0.01% +17K +65.4% $10.08
272 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 79,859.0 $423K 0.01% +6K +8.2% $5.30 -2.8%
273 IJS ISHARES TR 3,718.0 $423K 0.01% +104.0 +2.9% $113.72 +11.0%
274 EATON VANCE TAX-ADVANTAGED G 13,555.0 $411K 0.01% +205.0 +1.5% $30.35
275 ETD ETHAN ALLEN INTERIORS INC Consumer Cyclical 17,535.0 $400K 0.01% +430.0 +2.5% $22.84 -17.5%
276 TGT TARGET CORP Consumer Defensive 4,084.0 $399K 0.01% +2K +82.2% $97.75 +24.3%
277 FDN FIRST TR EXCHANGE-TRADED FD 1,474.0 $397K 0.01% +124.0 +9.2% $269.18 +0.5%
278 RSPT INVESCO EXCHANGE TRADED FD T 8,687.0 $395K 0.01% +3K +59.8% $45.51 +26.8%
279 BSAA BEST SPAC I ACQUISITION CORP Financial Services 37,250.0 $376K 0.01% +9K +31.2% $10.10 +8.9%
280 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 63,800.0 $372K 0.01% +52K +433.4% $5.83 +9.3%
Page 14 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%