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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 8 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 JEPI J P MORGAN EXCHANGE TRADED F 57,799.0 $3.3M 0.06% +41K +242.2% $57.24 -1.8%
142 TFC TRUIST FINL CORP Financial Services 66,454.0 $3.3M 0.06% +10K +18.0% $49.21 -4.5%
143 LH LABCORP HOLDINGS INC Healthcare 13,022.0 $3.3M 0.06% +3K +26.4% $250.88 +0.6%
144 MRSH MARSH & MCLENNAN COS INC Financial Services 17,354.0 $3.2M 0.06% +15K +524.5% $185.52 -9.9%
145 BILS SPDR SERIES TRUST 32,100.0 $3.2M 0.06% +6K +24.7% $99.22 +0.1%
146 ALLE ALLEGION PLC Industrials 19,718.0 $3.1M 0.06% +6K +47.1% $159.22 -20.4%
147 GLW CORNING INC Technology 35,781.0 $3.1M 0.06% +598.0 +1.7% $87.56 +102.1%
148 MAR MARRIOTT INTL INC NEW Consumer Cyclical 9,951.0 $3.1M 0.06% +2K +26.8% $310.24 +16.9%
149 YUM YUM BRANDS INC Consumer Cyclical 20,098.0 $3.0M 0.05% +10K +89.8% $151.28 +1.3%
150 BTT BLACKROCK MUN TARGET TERM TR Financial Services 132,260.0 $3.0M 0.05% +2K +1.6% $22.82 -1.2%
151 IEF ISHARES TR 31,270.0 $3.0M 0.05% +18K +132.1% $96.16 -3.2%
152 VTR VENTAS INC Real Estate 38,853.0 $3.0M 0.05% +7K +21.7% $77.38 +14.2%
153 CNQ CANADIAN NAT RES LTD Energy 85,458.0 $2.9M 0.05% +2K +1.9% $33.85 +45.0%
154 AMCOR PLC 345,449.0 $2.9M 0.05% +148K +74.6% $8.34
155 BND VANGUARD BD INDEX FDS 38,276.0 $2.8M 0.05% +9K +29.8% $74.07 -2.2%
156 ETN EATON CORP PLC Industrials 8,649.0 $2.8M 0.05% +812.0 +10.4% $318.52 +17.9%
157 MMM 3M CO Industrials 17,081.0 $2.7M 0.05% +803.0 +4.9% $160.10 -6.5%
158 BR BROADRIDGE FINL SOLUTIONS IN Technology 12,088.0 $2.7M 0.05% +6K +98.7% $223.25 -33.0%
159 IWO ISHARES TR 8,043.0 $2.6M 0.05% +2K +34.3% $323.01 +9.8%
160 PNOV INNOVATOR ETFS TRUST 61,250.0 $2.6M 0.04% +48K +357.1% $41.78 +4.8%
Page 8 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%