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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.0B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 646 New
Page 29 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 NDAQ NASDAQ INC Financial Services 3,365.0 $298K 0.01% NEW $88.45 +3.0%
562 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 11,873.0 $294K 0.01% NEW $24.80 +7.5%
563 MUSI AMERICAN CENTY ETF TR 6,627.0 $294K 0.01% NEW $44.43 -2.4%
564 XYL XYLEM INC Industrials 1,988.0 $293K 0.01% NEW $147.50 -26.7%
565 IBDU ISHARES TR 12,265.0 $288K 0.01% NEW $23.47 -1.5%
566 BSAA BEST SPAC I ACQUISITION CORP Financial Services 28,400.0 $285K 0.01% NEW $10.04 +9.6%
567 RITM RITHM CAPITAL CORP Real Estate 25,000.0 $285K 0.01% NEW $11.39 -19.8%
568 ET ENERGY TRANSFER L P Energy 16,475.0 $283K 0.01% NEW $17.16 +17.4%
569 BLACKROCK MUNIHLDGS NY QLTY 27,000.0 $276K 0.01% NEW $10.22
570 COPL COPLEY ACQUISITION CORP Financial Services 27,125.0 $274K 0.01% NEW $10.11 +2.7%
571 VCSH VANGUARD SCOTTSDALE FDS 3,388.0 $271K 0.01% NEW $79.93 -1.5%
572 ISHARES TR 10,630.0 $268K 0.01% NEW $25.19
573 BIV VANGUARD BD INDEX FDS 3,425.0 $267K 0.01% NEW $78.09 -2.7%
574 CSX CSX CORP Industrials 7,488.0 $266K 0.01% NEW $35.51 +28.6%
575 BLACKROCK MUNIVEST FD II INC 25,000.0 $266K 0.01% NEW $10.63
576 PCQ PIMCO CALIF MUN INCOME FD Financial Services 30,085.0 $262K 0.01% NEW $8.72 -0.8%
577 CO2 ENERGY TRANSITION CORP 25,550.0 $260K 0.01% NEW $10.16
578 LEGATO MERGER CORP III 24,150.0 $259K 0.01% NEW $10.74
579 VBR VANGUARD INDEX FDS 1,235.0 $258K 0.01% NEW $208.64 +9.5%
580 OYSTER ENTERPRISES II ACQUIS 25,700.0 $258K 0.01% NEW $10.02
Page 29 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.6%
Financial Services 15.8%
Communication Services 7.7%
Consumer Cyclical 7.1%
Industrials 6.6%
Healthcare 5.9%
Consumer Defensive 3.8%
Energy 2.4%
Utilities 1.5%
Basic Materials 1.0%