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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 4 of 10  ·  183 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 BLACKROCK MUNIYIELD FD INC 79,919.0 $838K 0.01% NEW $10.49
62 NUKZ EXCHANGE TRADED CONCEPTS TRU 13,052.0 $829K 0.01% NEW $63.50 +7.7%
63 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 42,877.0 $823K 0.01% NEW $19.20 +5.0%
64 ASTS AST SPACEMOBILE INC Technology 10,939.0 $794K 0.01% NEW $72.63 +19.6%
65 DGII DIGI INTL INC Technology 18,109.0 $784K 0.01% NEW $43.29 +43.2%
66 PUT MICROSOFT CORP 1,600.0 $774K 0.01% NEW $483.62
67 ORI OLD REP INTL CORP Financial Services 16,802.0 $767K 0.01% NEW $45.64 -13.8%
68 EWBC EAST WEST BANCORP INC Financial Services 6,716.0 $755K 0.01% NEW $112.39 +6.2%
69 PUT NVIDIA CORPORATION 4,000.0 $746K 0.01% NEW $186.50
70 DTCR GLOBAL X FDS 34,631.0 $731K 0.01% NEW $21.10 +40.1%
71 MKTN FEDERATED HERMES ETF TRUST 26,859.0 $689K 0.01% NEW $25.65 +0.8%
72 WTRG ESSENTIAL UTILS INC Utilities 17,848.0 $685K 0.01% NEW $38.36 -3.5%
73 BOND PIMCO ETF TR 7,327.0 $682K 0.01% NEW $93.08 -2.2%
74 VANGUARD MUN BD FDS 8,800.0 $665K 0.01% NEW $75.57
75 WELL WELLTOWER INC Real Estate 3,497.0 $649K 0.01% NEW $185.59 +15.2%
76 VONG VANGUARD SCOTTSDALE FDS 5,306.0 $646K 0.01% NEW $121.75 +4.9%
77 MLI MUELLER INDS INC Industrials 5,404.0 $620K 0.01% NEW $114.80 +18.9%
78 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 31,054.0 $612K 0.01% NEW $19.71 -30.0%
79 CCK CROWN HLDGS INC Consumer Cyclical 5,900.0 $608K 0.01% NEW $102.97 -5.6%
80 CBSH COMMERCE BANCSHARES INC Financial Services 11,575.0 $606K 0.01% NEW $52.34 -0.8%
Page 4 of 10  ·  183 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%