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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 6 of 10  ·  183 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 MTG MGIC INVT CORP WIS Financial Services 15,448.0 $451K 0.01% NEW $29.22 -11.1%
102 UVSP UNIVEST FINANCIAL CORPORATIO Financial Services 13,685.0 $448K 0.01% NEW $32.74 +17.9%
103 NYF ISHARES TR 8,275.0 $443K 0.01% NEW $53.51 -1.1%
104 FS SPECIALTY LENDING FD 30,354.0 $429K 0.01% NEW $14.14
105 AFJK AIMEI HEALTH TECHNOLOGY CO L Financial Services 6,350.0 $406K 0.01% NEW $64.01 -35.3%
106 RKT ROCKET COS INC Financial Services 20,351.0 $394K 0.01% NEW $19.36 -33.8%
107 OC OWENS CORNING NEW Industrials 3,514.0 $393K 0.01% NEW $111.91 -2.4%
108 ETHA ISHARES ETHEREUM TR Financial Services 16,417.0 $368K 0.01% NEW $22.43 -28.6%
109 IUS INVESCO EXCH TRD SLF IDX FD 6,413.0 $367K 0.01% NEW $57.16 +12.3%
110 CPRX CATALYST PHARMACEUTICALS INC Healthcare 15,691.0 $366K 0.01% NEW $23.34 +33.8%
111 DMII DRUGS MADE IN AMER ACQ II CO Financial Services 36,825.0 $365K 0.01% NEW $9.90 +1.4%
112 BLD TOPBUILD CORP Industrials 865.0 $361K 0.01% NEW $417.19 -3.1%
113 JEPQ J P MORGAN EXCHANGE TRADED F 6,136.0 $357K 0.01% NEW $58.12 +2.7%
114 FMHI FIRST TR EXCH TRADED FD III 7,368.0 $353K 0.01% NEW $47.93 -0.8%
115 VOOG VANGUARD ADMIRAL FDS INC 780.0 $347K 0.01% NEW $444.59 -81.7%
116 TTEK TETRA TECH INC NEW Industrials 10,196.0 $342K 0.01% NEW $33.54 -18.1%
117 A PARADISE ACQUISITION CORP 33,500.0 $337K 0.01% NEW $10.05
118 TTC TORO CO Industrials 4,272.0 $336K 0.01% NEW $78.72 +13.7%
119 TACK CAPITOL SER TR 10,576.0 $317K 0.01% NEW $29.97 +3.5%
120 SEIC SEI INVTS CO Financial Services 3,858.0 $316K 0.01% NEW $82.02 +12.5%
Page 6 of 10  ·  183 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%