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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.2B AUM 776 positions Filed Aug 7, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 129 New 216 Added 369 Reduced 130 Exited
Page 19 of 19  ·  369 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 TDF TEMPLETON DRAGON FD INC Financial Services 18,055.0 $197K 0.00% -121.0 -0.7% $10.89 -0.6%
362 FOF COHEN & STEERS CLOSED-END Financial Services 13,123.0 $182K 0.00% -850.0 -6.1% $13.88 -2.7%
363 VENDOME ACQUISITION CORP I 14,825.0 $151K 0.00% -3K -15.9% $10.19
364 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 12,111.0 $143K 0.00% -11K -46.9% $11.77 -4.6%
365 ETHA ISHARES ETHEREUM TR Financial Services 11,610.0 $138K 0.00% -5K -29.3% $11.89 +57.2%
366 NUV NUVEEN MUN VALUE FD INC Financial Services 12,300.0 $114K 0.00% -666.0 -5.1% $9.24 -2.9%
367 LWLG LIGHTWAVE LOGIC INC Basic Materials 10,000.0 $95K 0.00% -1K -9.1% $9.46 -37.4%
368 ZTR VIRTUS TOTAL RETURN FD INC Financial Services 11,356.0 $78K 0.00% -6K -33.4% $6.83 -1.2%
369 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 19,641.0 $38K 0.00% -19K -49.6% $1.92 -6.5%
Page 19 of 19  ·  369 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.8%
Financial Services 20.0%
Industrials 13.1%
Healthcare 9.0%
Consumer Cyclical 7.1%
Communication Services 6.1%
Consumer Defensive 4.1%
Energy 3.2%
Utilities 2.2%
Real Estate 1.5%