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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 4 of 10  ·  198 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 AXP AMERICAN EXPRESS CO Financial Services 7,476.0 $2.8M 0.05% -7K -49.8% $369.95 -15.6%
62 GPN GLOBAL PMTS INC Industrials 34,583.0 $2.7M 0.05% -1K -4.1% $77.40 -12.7%
63 D DOMINION ENERGY INC Utilities 42,500.0 $2.5M 0.04% -5K -9.6% $58.59 +5.4%
64 PUT INVESCO QQQ TR 4,000.0 $2.5M 0.04% -5K -56.5% $614.31
65 BMY BRISTOL-MYERS SQUIBB CO Healthcare 44,315.0 $2.4M 0.04% -6K -11.8% $53.94 +6.2%
66 IXC ISHARES TR 53,325.0 $2.2M 0.04% -368.0 -0.7% $41.93 +36.4%
67 PLTR PALANTIR TECHNOLOGIES INC Technology 12,476.0 $2.2M 0.04% -3K -21.3% $177.76 -24.6%
68 KMB KIMBERLY-CLARK CORP Consumer Defensive 21,779.0 $2.2M 0.04% -5K -20.0% $100.91 -5.0%
69 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 24,890.0 $2.2M 0.04% -2K -8.1% $88.21 +14.0%
70 NKE NIKE INC Consumer Cyclical 32,358.0 $2.1M 0.04% -4K -10.4% $63.71 -34.3%
71 EIM EATON VANCE MUN BD FD Financial Services 207,600.0 $2.0M 0.04% -45K -17.7% $9.73 -1.1%
72 CTAS CINTAS CORP Industrials 10,560.0 $2.0M 0.04% -1K -11.2% $188.07 -10.5%
73 VOX VANGUARD WORLD FD 10,106.0 $2.0M 0.04% -304.0 -2.9% $193.63 +1.8%
74 IXN ISHARES TR 17,807.0 $1.9M 0.03% -500.0 -2.7% $105.00 +24.7%
75 USB US BANCORP DEL Financial Services 34,894.0 $1.9M 0.03% -339.0 -1.0% $53.47 -0.7%
76 NOC NORTHROP GRUMMAN CORP Industrials 3,218.0 $1.8M 0.03% -31.0 -0.9% $570.21 -5.2%
77 URI UNITED RENTALS INC Industrials 2,259.0 $1.8M 0.03% -13.0 -0.6% $809.27 +18.8%
78 TGB TASEKO MINES LTD Basic Materials 321,043.0 $1.8M 0.03% -2K -0.6% $5.66 +20.7%
79 GXO GXO LOGISTICS INCORPORATED Industrials 32,776.0 $1.7M 0.03% -1K -4.3% $52.64 -8.5%
80 APTIV PLC 22,480.0 $1.7M 0.03% -762.0 -3.3% $76.09
Page 4 of 10  ·  198 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%