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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.0B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 646 New
Page 12 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 TFC TRUIST FINL CORP Financial Services 56,311.0 $2.6M 0.05% NEW $45.72 +2.8%
222 SHM SPDR SERIES TRUST 53,200.0 $2.6M 0.05% NEW $48.22 -1.2%
223 BILS SPDR SERIES TRUST 25,738.0 $2.6M 0.05% NEW $99.52 -0.2%
224 UL UNILEVER PLC Consumer Defensive 43,057.0 $2.6M 0.05% NEW $59.28 -2.9%
225 MMM 3M CO Industrials 16,278.0 $2.5M 0.05% NEW $155.18 -3.5%
226 NKE NIKE INC Consumer Cyclical 36,114.0 $2.5M 0.05% NEW $69.73 -38.8%
227 MUC BLACKROCK MUNIHLDNGS CALI QL Financial Services 232,000.0 $2.5M 0.05% NEW $10.85 -3.0%
228 CORT CORCEPT THERAPEUTICS INC Healthcare 30,200.0 $2.5M 0.05% NEW $83.11 -30.1%
229 EIM EATON VANCE MUN BD FD Financial Services 252,266.0 $2.5M 0.05% NEW $9.94 -2.8%
230 SE SEA LTD Consumer Cyclical 14,022.0 $2.5M 0.05% NEW $178.73 -51.7%
231 RSPU INVESCO EXCHANGE TRADED FD T 32,457.0 $2.5M 0.05% NEW $76.66 +2.6%
232 CTAS CINTAS CORP Industrials 11,890.0 $2.4M 0.05% NEW $205.26 -15.3%
233 ALLE ALLEGION PLC Industrials 13,400.0 $2.4M 0.05% NEW $177.35 -28.6%
234 ED CONSOLIDATED EDISON INC Utilities 22,978.0 $2.3M 0.05% NEW $100.52 +8.2%
235 SCHO SCHWAB STRATEGIC TR 93,795.0 $2.3M 0.05% NEW $24.40 -1.2%
236 NRK NUVEEN NEW YORK AMT QLT MUNI Financial Services 224,361.0 $2.3M 0.05% NEW $10.20 +0.8%
237 PAUG INNOVATOR ETFS TRUST 53,607.0 $2.3M 0.05% NEW $42.47 +6.1%
238 BMY BRISTOL-MYERS SQUIBB CO Healthcare 50,219.0 $2.3M 0.05% NEW $45.10 +28.6%
239 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 27,086.0 $2.2M 0.04% NEW $82.91 +22.8%
240 IXC ISHARES TR 53,693.0 $2.2M 0.04% NEW $41.75 +37.8%
Page 12 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.6%
Financial Services 15.8%
Communication Services 7.7%
Consumer Cyclical 7.1%
Industrials 6.6%
Healthcare 5.9%
Consumer Defensive 3.8%
Energy 2.4%
Utilities 1.5%
Basic Materials 1.0%