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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 12 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 QUAL ISHARES TR 16,666.0 $3.3M 0.06% +366.0 +2.2% $198.62 +6.2%
222 JEPI J P MORGAN EXCHANGE TRADED F 57,799.0 $3.3M 0.06% +41K +242.2% $57.24 -1.9%
223 TFC TRUIST FINL CORP Financial Services 66,454.0 $3.3M 0.06% +10K +18.0% $49.21 -4.6%
224 LH LABCORP HOLDINGS INC Healthcare 13,022.0 $3.3M 0.06% +3K +26.4% $250.88 -0.2%
225 AOR ISHARES TR 50,224.0 $3.3M 0.06% -3K -6.4% $65.01 +4.9%
226 MRSH MARSH & MCLENNAN COS INC Financial Services 17,354.0 $3.2M 0.06% +15K +524.5% $185.52 -13.2%
227 BILS SPDR SERIES TRUST 32,100.0 $3.2M 0.06% +6K +24.7% $99.22 +0.1%
228 ALLE ALLEGION PLC Industrials 19,718.0 $3.1M 0.06% +6K +47.1% $159.22 -21.1%
229 GLW CORNING INC Technology 35,781.0 $3.1M 0.06% +598.0 +1.7% $87.56 +119.1%
230 MAR MARRIOTT INTL INC NEW Consumer Cyclical 9,951.0 $3.1M 0.06% +2K +26.8% $310.24 +13.8%
231 FMTM EA SERIES TRUST 95,326.0 $3.1M 0.05% NEW $32.14 +24.6%
232 YUM YUM BRANDS INC Consumer Cyclical 20,098.0 $3.0M 0.05% +10K +89.8% $151.28 -0.9%
233 BTT BLACKROCK MUN TARGET TERM TR Financial Services 132,260.0 $3.0M 0.05% +2K +1.6% $22.82 -1.4%
234 IEF ISHARES TR 31,270.0 $3.0M 0.05% +18K +132.1% $96.16 -2.8%
235 VTR VENTAS INC Real Estate 38,853.0 $3.0M 0.05% +7K +21.7% $77.38 +13.0%
236 CNQ CANADIAN NAT RES LTD Energy 85,458.0 $2.9M 0.05% +2K +1.9% $33.85 +44.6%
237 AMCOR PLC 345,449.0 $2.9M 0.05% +148K +74.6% $8.34
238 QDPL PACER FDS TR 67,253.0 $2.9M 0.05% NEW $42.48 +5.6%
239 BND VANGUARD BD INDEX FDS 38,276.0 $2.8M 0.05% +9K +29.8% $74.07 -1.9%
240 IDXX IDEXX LABS INC Healthcare 4,154.0 $2.8M 0.05% -89.0 -2.1% $676.53 -21.8%
Page 12 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%