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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 14 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 REGN REGENERON PHARMACEUTICALS Healthcare 3,126.0 $2.4M 0.04% +2K +122.0% $771.87 -9.5%
262 BMY BRISTOL-MYERS SQUIBB CO Healthcare 44,315.0 $2.4M 0.04% -6K -11.8% $53.94 +6.2%
263 MINO PIMCO ETF TR 52,063.0 $2.4M 0.04% NEW $45.32 -0.6%
264 BLACKROCK MUN INCOME TR 234,537.0 $2.4M 0.04% +17K +7.8% $10.03
265 INTC INTEL CORP Technology 63,742.0 $2.4M 0.04% +2K +2.7% $36.90 +194.8%
266 WPM WHEATON PRECIOUS METALS CORP Basic Materials 19,966.0 $2.3M 0.04% +5K +30.5% $117.52 +11.0%
267 VWO VANGUARD INTL EQUITY INDEX F 43,262.0 $2.3M 0.04% +4K +9.4% $53.76 +8.8%
268 AEE AMEREN CORP Utilities 23,143.0 $2.3M 0.04% NEW $99.86 +7.5%
269 UNILEVER PLC 35,072.0 $2.3M 0.04% NEW $65.40
270 GEV GE VERNOVA INC Utilities 3,509.0 $2.3M 0.04% +2K +147.1% $653.57 +60.5%
271 NUE NUCOR CORP Basic Materials 13,981.0 $2.3M 0.04% NEW $163.16 +39.1%
272 BLV VANGUARD BD INDEX FDS 32,739.0 $2.3M 0.04% +6K +22.7% $69.52 -3.5%
273 VNQ VANGUARD INDEX FDS 25,370.0 $2.2M 0.04% +1K +5.4% $88.49 +7.4%
274 IXC ISHARES TR 53,325.0 $2.2M 0.04% -368.0 -0.7% $41.93 +36.4%
275 PLTR PALANTIR TECHNOLOGIES INC Technology 12,476.0 $2.2M 0.04% -3K -21.3% $177.76 -24.6%
276 SMHX VANECK ETF TRUST 58,115.0 $2.2M 0.04% NEW $38.03 +43.2%
277 KMB KIMBERLY-CLARK CORP Consumer Defensive 21,779.0 $2.2M 0.04% -5K -20.0% $100.91 -5.0%
278 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 24,890.0 $2.2M 0.04% -2K -8.1% $88.21 +14.0%
279 VEA VANGUARD TAX-MANAGED FDS 34,865.0 $2.2M 0.04% +3K +11.1% $62.47 +11.3%
280 TMO THERMO FISHER SCIENTIFIC INC Healthcare 3,737.0 $2.2M 0.04% +180.0 +5.1% $579.53 -24.4%
Page 14 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%