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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 21 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 FINS ANGEL OAK FINL STRATEGIES IN Financial Services 77,835.0 $1.0M 0.02% $13.21 -5.0%
402 IAT ISHARES TR 18,484.0 $1.0M 0.02% $55.15 +1.0%
403 IESC IES HLDGS INC Industrials 2,617.0 $1.0M 0.02% NEW $389.02 +68.2%
404 NRK NUVEEN NEW YORK AMT QLT MUNI Financial Services 100,813.0 $1.0M 0.02% -124K -55.1% $10.09 +2.0%
405 IYW ISHARES TR 5,075.0 $1.0M 0.02% -364.0 -6.7% $199.68 +17.5%
406 UPS UNITED PARCEL SERVICE INC Industrials 10,141.0 $1.0M 0.02% -910.0 -8.2% $99.19 -3.7%
407 TBLD THORNBURG INCM BUILDER OPP T Financial Services 49,748.0 $1000K 0.02% NEW $20.10 +8.7%
408 SLM SLM CORP Financial Services 36,486.0 $987K 0.02% NEW $27.06 -19.3%
409 SHOP SHOPIFY INC Technology 6,095.0 $981K 0.02% -201.0 -3.2% $160.97 -36.4%
410 ICF ISHARES TR 16,351.0 $976K 0.02% +142.0 +0.9% $59.67 +12.9%
411 TDW TIDEWATER INC NEW Energy 19,222.0 $971K 0.02% -4K -16.6% $50.51 +68.9%
412 CARR CARRIER GLOBAL CORPORATION Industrials 18,326.0 $968K 0.02% -668.0 -3.5% $52.84 +16.3%
413 ASTRAZENECA PLC 10,449.0 $961K 0.02% +6K +115.3% $91.93
414 XLSR SSGA ACTIVE TR 15,367.0 $957K 0.02% NEW $62.31 +4.0%
415 VRSN VERISIGN INC Technology 3,936.0 $956K 0.02% NEW $242.95 +25.7%
416 SPOT SPOTIFY TECHNOLOGY S A Communication Services 1,644.0 $955K 0.02% -22K -93.1% $580.64 -23.4%
417 LAMR LAMAR ADVERTISING CO NEW Real Estate 7,505.0 $950K 0.02% -355.0 -4.5% $126.58 +15.0%
418 ADP AUTOMATIC DATA PROCESSING IN Industrials 3,671.0 $944K 0.02% +1K +37.8% $257.22 -14.3%
419 SWK STANLEY BLACK & DECKER INC Industrials 12,610.0 $937K 0.02% $74.28 +1.6%
420 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 3,067.0 $932K 0.02% +183.0 +6.3% $303.85 +30.3%
Page 21 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%