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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 28 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 PJUN INNOVATOR ETFS TRUST 12,817.0 $537K 0.01% $41.88 +3.3%
542 PLXS PLEXUS CORP Technology 3,632.0 $534K 0.01% NEW $147.00 +76.1%
543 WHR WHIRLPOOL CORP Consumer Cyclical 7,356.0 $531K 0.01% -435.0 -5.6% $72.14 -45.3%
544 PAUG INNOVATOR ETFS TRUST 12,247.0 $530K 0.01% -41K -77.2% $43.25 +4.1%
545 HELO J P MORGAN EXCHANGE TRADED F 7,961.0 $529K 0.01% NEW $66.43 +1.9%
546 BOE BLACKROCK ENHANCED GLOBAL DI Financial Services 45,117.0 $528K 0.01% $11.71 -0.6%
547 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 12,136.0 $525K 0.01% -1K -9.5% $43.30 +71.2%
548 IEFA ISHARES TR 5,836.0 $522K 0.01% +589.0 +11.2% $89.46 +6.6%
549 EWC ISHARES INC 9,680.0 $522K 0.01% +280.0 +3.0% $53.93 +6.6%
550 PJUL INNOVATOR ETFS TRUST 11,243.0 $522K 0.01% $46.43 +3.9%
551 COWZ PACER FDS TR 8,664.0 $521K 0.01% NEW $60.17 +5.2%
552 ROK ROCKWELL AUTOMATION INC Industrials 1,333.0 $519K 0.01% -46.0 -3.3% $389.07 +12.2%
553 GP-ACT III ACQUISITION CORP 48,400.0 $517K 0.01% $10.69
554 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 54,085.0 $515K 0.01% $9.53 -2.9%
555 QGRO AMERICAN CENTY ETF TR 4,476.0 $513K 0.01% -52K -92.1% $114.52 -3.2%
556 KEEN VISION ACQUISITION CORP 43,600.0 $512K 0.01% $11.75
557 MKL MARKEL GROUP INC Financial Services 237.0 $509K 0.01% -19.0 -7.4% $2149.65 -13.2%
558 AZO AUTOZONE INC Consumer Cyclical 148.0 $502K 0.01% -32.0 -17.8% $3391.50 -1.3%
559 KEYS KEYSIGHT TECHNOLOGIES INC Technology 2,454.0 $499K 0.01% +14.0 +0.6% $203.19 +67.6%
560 NMP NMP ACQUISITION CORP Financial Services 49,600.0 $497K 0.01% NEW $10.02 +1.8%
Page 28 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%