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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.2B AUM 776 positions Filed Aug 7, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 129 New 216 Added 369 Reduced 130 Exited
Page 36 of 39  ·  776 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 GAB GABELLI EQUITY TR INC Financial Services 44,610.0 $252K 0.01% NEW $5.66 +1.0%
702 RITM RITHM CAPITAL CORP Real Estate 26,811.0 $252K 0.01% +1K +4.9% $9.39 +8.8%
703 CHRD CHORD ENERGY CORPORATION Energy 2,202.0 $252K 0.01% NEW $114.30 +24.3%
704 BGIG ETF SER SOLUTIONS 6,972.0 $250K 0.01% NEW $35.89 +2.8%
705 TACK CAPITOL SER TR 7,896.0 $250K 0.01% -3K -25.3% $31.63 +3.9%
706 EVT EATON VANCE TAX ADVT DIV INC Financial Services 9,005.0 $249K 0.01% $27.68 +4.8%
707 KVUE KENVUE INC Consumer Defensive 13,035.0 $249K 0.01% NEW $19.11 +1.2%
708 NYF ISHARES TR 4,555.0 $246K 0.01% -4K -45.0% $53.91 -1.9%
709 GBX GREENBRIER COS INC Industrials 5,000.0 $245K 0.01% $49.01 -5.5%
710 NFG NATIONAL FUEL GAS CO Energy 3,165.0 $244K 0.01% NEW $77.21 +6.8%
711 NI NISOURCE INC Utilities 5,131.0 $244K 0.01% +88.0 +1.7% $47.55 -13.9%
712 GBIL GOLDMAN SACHS ETF TR 2,435.0 $244K 0.01% NEW $100.15 -0.0%
713 CAF MORGAN STANLEY CHINA A SH FD Financial Services 11,589.0 $244K 0.01% -6K -35.3% $21.04 -10.4%
714 KKR KKR & CO INC 2,656.0 $244K 0.01% -639.0 -19.4% $91.78
715 LSCC LATTICE SEMICONDUCTOR CORP Technology 1,593.0 $244K 0.01% NEW $152.96 -24.3%
716 APD AIR PRODUCTS AND CHEMICALS I Basic Materials 823.0 $241K 0.01% -18.0 -2.1% $293.18 +3.8%
717 ARLP ALLIANCE RESOURCE PARTNERS L Energy 10,048.0 $241K 0.01% $23.98 +10.3%
718 VMC VULCAN MATLS CO Basic Materials 812.0 $240K 0.01% NEW $294.95 -6.8%
719 IIF MORGAN STANLEY INDIA INVT FD Financial Services 10,355.0 $236K 0.01% NEW $22.82 +2.7%
720 CO2 ENERGY TRANSITION CORP 22,600.0 $236K 0.01% -6K -20.8% $10.44
Page 36 of 39  ·  776 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.8%
Financial Services 20.0%
Industrials 13.1%
Healthcare 9.0%
Consumer Cyclical 7.1%
Communication Services 6.1%
Consumer Defensive 4.1%
Energy 3.2%
Utilities 2.2%
Real Estate 1.5%