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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 6 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 IJJ ISHARES TR 80,696.0 $10.6M 0.19% +22K +37.6% $131.59 +5.3%
102 PANW PALO ALTO NETWORKS INC Technology 57,305.0 $10.6M 0.19% +5K +9.6% $184.20 +31.8%
103 XLC SELECT SECTOR SPDR TR 88,509.0 $10.4M 0.18% +2K +2.8% $117.72 -0.6%
104 VOO VANGUARD INDEX FDS 16,383.0 $10.3M 0.18% +987.0 +6.4% $627.14 +8.3%
105 PEP PEPSICO INC Consumer Defensive 71,500.0 $10.3M 0.18% +19K +37.2% $143.52 +3.9%
106 BX BLACKSTONE INC Financial Services 65,485.0 $10.1M 0.18% +8K +14.8% $154.14 -24.1%
107 FEOE RBB FUND TRUST 206,747.0 $10.0M 0.18% NEW $48.36 +11.2%
108 CRM SALESFORCE INC Technology 37,196.0 $9.9M 0.17% +4K +11.5% $264.93 -34.5%
109 XLB SELECT SECTOR SPDR TR 216,024.0 $9.8M 0.17% +106K +96.9% $45.35 +10.7%
110 SRE SEMPRA Utilities 110,614.0 $9.8M 0.17% +14K +15.0% $88.33 +2.4%
111 CMI CUMMINS INC Industrials 19,089.0 $9.7M 0.17% +472.0 +2.5% $510.44 +32.8%
112 VO VANGUARD INDEX FDS 33,385.0 $9.7M 0.17% +24K +245.4% $290.22 -73.6%
113 FBND FIDELITY MERRIMACK STR TR 206,822.0 $9.5M 0.17% NEW $46.04 -1.8%
114 XLU SELECT SECTOR SPDR TR 218,655.0 $9.3M 0.17% +114K +108.8% $42.69 +2.9%
115 PFE PFIZER INC Healthcare 364,954.0 $9.1M 0.16% +17K +4.8% $24.90 +1.7%
116 PYLD PIMCO ETF TR 335,609.0 $9.0M 0.16% NEW $26.68 -1.8%
117 CB CHUBB LIMITED Financial Services 28,667.0 $8.9M 0.16% -7K -20.4% $312.16 +5.8%
118 VHT VANGUARD WORLD FD 30,064.0 $8.7M 0.15% -2K -5.7% $287.85 -5.7%
119 EMBX VANECK FDS 170,574.0 $8.6M 0.15% NEW $50.63 +0.7%
120 SCHX SCHWAB STRATEGIC TR 315,026.0 $8.5M 0.15% +183K +138.1% $26.91 +7.9%
Page 6 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%