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Portfolio (Quarterly) Guide ↗

Dakota Wealth Management

· CIK 0001631353
13F Portfolio $5.6B AUM 777 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 183 New 303 Added 198 Reduced 52 Exited
Page 8 of 39  ·  777 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 GQI NATIXIS ETF TR 118,650.0 $6.8M 0.12% NEW $57.06 +2.5%
142 HYMB SPDR SERIES TRUST 270,409.0 $6.7M 0.12% +255K +1649.0% $24.94 -0.5%
143 VRT VERTIV HOLDINGS CO Industrials 40,917.0 $6.6M 0.12% -550.0 -1.3% $162.01 +129.0%
144 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 200,628.0 $6.6M 0.12% +53K +36.3% $33.02 +4.5%
145 MGMT UNIFIED SER TR 148,718.0 $6.6M 0.12% NEW $44.33 +5.7%
146 KMI KINDER MORGAN INC DEL Energy 237,262.0 $6.5M 0.12% -4K -1.5% $27.49 +22.3%
147 KORP AMERICAN CENTY ETF TR 134,875.0 $6.4M 0.11% NEW $47.25 -2.1%
148 ITOT ISHARES TR 42,795.0 $6.4M 0.11% +355.0 +0.8% $148.69 +8.2%
149 TSLA TESLA INC Consumer Cyclical 13,973.0 $6.3M 0.11% +555.0 +4.1% $449.72 -6.1%
150 HON HONEYWELL INTL INC Industrials 31,213.0 $6.1M 0.11% +4K +13.8% $195.09 +9.3%
151 PNR PENTAIR PLC Industrials 58,092.0 $6.0M 0.11% -2K -3.7% $104.14 -30.2%
152 PSX PHILLIPS 66 Energy 46,666.0 $6.0M 0.11% +6K +14.6% $129.04 +36.5%
153 ZTS ZOETIS INC Healthcare 47,594.0 $6.0M 0.11% -8K -14.3% $125.82 -41.0%
154 XLY SELECT SECTOR SPDR TR 49,432.0 $5.9M 0.10% +25K +99.2% $119.41 -2.6%
155 CORP PIMCO ETF TR 59,876.0 $5.9M 0.10% NEW $97.85 -2.0%
156 KO COCA COLA CO Consumer Defensive 83,624.0 $5.8M 0.10% +4K +4.6% $69.91 +15.6%
157 EL LAUDER ESTEE COS INC Consumer Defensive 55,773.0 $5.8M 0.10% -12K -17.9% $104.72 -23.3%
158 VLO VALERO ENERGY CORP Energy 35,515.0 $5.8M 0.10% +30K +556.2% $162.79 +54.0%
159 FPE FIRST TR EXCH TRADED FD III 317,164.0 $5.8M 0.10% NEW $18.22 -1.2%
160 USMV ISHARES TR 60,438.0 $5.7M 0.10% $94.16 +2.0%
Page 8 of 39  ·  777 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 48.2%
Financial Services 15.7%
Industrials 6.9%
Communication Services 6.9%
Healthcare 6.6%
Consumer Cyclical 6.5%
Consumer Defensive 3.3%
Energy 2.7%
Utilities 1.3%
Basic Materials 1.2%