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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 1 of 2  ·  28 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 RSP INVESCO EXCHANGE TRADED FD T 125,941.0 $26.8M 7.43% +51K +68.3% $212.77 +3.7%
2 VUSB VANGUARD BD INDEX FDS 487,873.0 $24.3M 6.74% +21K +4.6% $49.78 -0.1%
3 SCHV SCHWAB STRATEGIC TR 524,862.0 $18.3M 5.07% +50K +10.5% $34.81 -0.6%
4 DMAY FIRST TR EXCHNG TRADED FD VI 273,257.0 $12.9M 3.57% +139K +102.9% $47.12 +1.8%
5 YMAR FIRST TR EXCHNG TRADED FD VI 252,509.0 $7.2M 2.01% +2K +0.7% $28.66 +2.4%
6 SCHF SCHWAB STRATEGIC TR 245,930.0 $6.8M 1.89% +76K +45.0% $27.70 +2.2%
7 SCHG SCHWAB STRATEGIC TR 181,120.0 $6.1M 1.70% +7K +3.8% $33.84 +5.7%
8 USMV ISHARES TR 52,587.0 $5.1M 1.41% +3K +6.7% $96.46 +5.5%
9 ILMN ILLUMINA INC Healthcare 23,586.0 $4.1M 1.15% +1K +5.1% $175.83 +22.6%
10 SCJ ISHARES INC 35,337.0 $3.7M 1.03% +1K +4.2% $105.31 +3.6%
11 FCX FREEPORT MCMORAN INC Basic Materials 55,922.0 $3.5M 0.98% +2K +3.0% $62.89 +21.6%
12 XLE SELECT SECTOR SPDR TR 60,038.0 $3.2M 0.89% +1K +2.3% $53.11 +18.0%
13 CLOX SERIES PORTFOLIOS TR 124,361.0 $3.2M 0.88% +9K +7.8% $25.61 -0.2%
14 ESGU ISHARES TR 17,089.0 $2.8M 0.78% +758.0 +4.6% $163.67 +3.1%
15 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 30,289.0 $2.7M 0.74% +15K +102.0% $88.60 -28.3%
16 AAPL APPLE INC Technology 6,103.0 $1.8M 0.49% +1K +28.7% $289.35 +10.5%
17 DAPR FIRST TR EXCHNG TRADED FD VI 32,760.0 $1.3M 0.37% +26K +370.4% $40.88 +1.9%
18 VUG VANGUARD INDEX FDS 13,308.0 $1.1M 0.32% +11K +499.5% $86.14 +2.8%
19 IJR ISHARES TR 6,355.0 $943K 0.26% +188.0 +3.0% $148.31 -1.8%
20 NVDA NVIDIA CORPORATION Technology 4,417.0 $884K 0.24% +2K +114.6% $200.10 +8.7%
Page 1 of 2  ·  28 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%