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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $315M AUM 121 positions Filed Apr 22, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 17 New 27 Added 32 Reduced 16 Exited
Page 2 of 2  ·  27 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 PFE PFIZER INC Healthcare 18,597.0 $522K 0.17% +199.0 +1.1% $28.08 -12.0%
22 SRE SEMPRA Utilities 4,778.0 $467K 0.15% +36.0 +0.8% $97.81 -5.6%
23 CAT CATERPILLAR INC Industrials 611.0 $433K 0.14% +201.0 +49.0% $708.74 +38.9%
24 IVV ISHARES TR 581.0 $380K 0.12% +77.0 +15.3% $653.21 +12.9%
25 PEP PEPSICO INC Consumer Defensive 2,192.0 $340K 0.11% +39.0 +1.8% $155.31 -8.5%
26 ISHARES TR 14,692.0 $327K 0.10% +889.0 +6.4% $22.28
27 IWB ISHARES TR 747.0 $266K 0.09% +156.0 +26.4% $356.56 +12.6%
Page 2 of 2  ·  27 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.8%
Industrials 13.5%
Healthcare 12.5%
Technology 8.7%
Energy 8.7%
Basic Materials 5.1%
Communication Services 4.6%
Consumer Defensive 4.5%
Utilities 3.4%
Consumer Cyclical 1.2%