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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $300M AUM Filed Jan 26, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 108 New
Page 1 of 6  ·  108 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 VUSB VANGUARD BD INDEX FDS 452,395.0 $22.5M 7.52% NEW $49.84 -0.2%
2 RSP INVESCO EXCHANGE TRADED FD T 73,245.0 $14.0M 4.68% NEW $191.56 +9.0%
3 CLOX SERIES PORTFOLIOS TR 545,921.0 $13.9M 4.64% NEW $25.51 +0.3%
4 IAU ISHARES GOLD TR Financial Services 168,524.0 $13.7M 4.56% NEW $81.17 -4.7%
5 SCHV SCHWAB STRATEGIC TR 408,908.0 $12.1M 4.04% NEW $29.61 +16.4%
6 DSEP FIRST TR EXCHNG TRADED FD VI 259,689.0 $11.7M 3.89% NEW $44.91 +4.9%
7 USMV ISHARES TR 122,762.0 $11.6M 3.86% NEW $94.16 +0.4%
8 DMAR FIRST TR EXCHNG TRADED FD VI 234,763.0 $9.8M 3.26% NEW $41.65 +6.8%
9 SCHG SCHWAB STRATEGIC TR 213,707.0 $7.0M 2.33% NEW $32.62 +1.2%
10 DFEB FIRST TR EXCHNG TRADED FD VI 139,441.0 $6.7M 2.22% NEW $47.72 +5.0%
11 DMAY FIRST TR EXCHNG TRADED FD VI 135,514.0 $6.1M 2.04% NEW $45.24 +3.4%
12 VGK VANGUARD INTL EQUITY INDEX F 73,289.0 $6.1M 2.04% NEW $83.61 +4.2%
13 GOOG ALPHABET INC Communication Services 19,157.0 $6.0M 2.00% NEW $313.80 +10.3%
14 MSFT MICROSOFT CORP Technology 12,047.0 $5.8M 1.94% NEW $483.60 -22.7%
15 VYMI VANGUARD WHITEHALL FDS 63,263.0 $5.7M 1.90% NEW $90.00 +9.2%
16 SCHR SCHWAB STRATEGIC TR 224,809.0 $5.6M 1.88% NEW $25.08 -2.0%
17 SCHF SCHWAB STRATEGIC TR 230,986.0 $5.6M 1.85% NEW $24.04 +13.9%
18 DDEC FIRST TR EXCHNG TRADED FD VI 119,993.0 $5.4M 1.80% NEW $45.09 +4.3%
19 WMT WALMART INC Consumer Defensive 44,624.0 $5.0M 1.66% NEW $111.42 +5.2%
20 HECA ETF OPPORTUNITIES TRUST 177,524.0 $4.9M 1.64% NEW $27.65 -2.0%
Page 1 of 6  ·  108 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Healthcare 17.7%
Industrials 15.6%
Technology 15.2%
Energy 9.7%
Communication Services 6.6%
Consumer Defensive 5.7%
Utilities 3.4%
Basic Materials 2.4%
Consumer Cyclical 1.7%