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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 2 of 2  ·  28 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 TSLA TESLA INC Consumer Cyclical 1,740.0 $732K 0.20% +762.0 +77.9% $420.67 -17.1%
22 EWW ISHARES INC 9,630.0 $725K 0.20% +344.0 +3.7% $75.27 +1.6%
23 PFE PFIZER INC Healthcare 18,885.0 $455K 0.13% +288.0 +1.6% $24.08 +16.1%
24 SRE SEMPRA Utilities 4,810.0 $446K 0.12% +32.0 +0.7% $92.72 -9.1%
25 MLPA GLOBAL X FDS 8,110.0 $430K 0.12% +148.0 +1.9% $53.08 +7.1%
26 PEP PEPSICO INC Consumer Defensive 2,214.0 $300K 0.08% +22.0 +1.0% $135.43 +4.2%
27 BEAT HEARTBEAM INC Healthcare 100,400.0 $75K 0.02% +6K +6.4% $0.75 -37.7%
28 LOANDEPOT INC 12,000.0 $15K 0.00% +2K +20.0% $1.25
Page 2 of 2  ·  28 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%