Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078

13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	LQD	ISHARES TR	—	86,909.0	$9.5M	2.63%	NEW	—	$109.07	-2.5%
2	DJUN	FIRST TR EXCHNG TRADED FD VI	—	92,169.0	$4.5M	1.26%	NEW	—	$49.28	+1.8%
3	SGOV	ISHARES TR	—	43,369.0	$4.4M	1.21%	NEW	—	$100.67	+0.0%
4	EMXC	ISHARES INC	—	41,062.0	$4.2M	1.17%	NEW	—	$102.30	-4.1%
5	—	HONEYWELL INTL INC	—	8,865.0	$2.0M	0.55%	NEW	—	$223.90	—
6	—	HONEYWELL AEROSPACE INC	—	8,850.0	$2.0M	0.54%	NEW	—	$221.08	—
7	STM	STMICROELECTRONICS N V	Technology	8,453.0	$633K	0.18%	NEW	—	$74.89	-34.1%
8	CGNX	COGNEX CORP	Technology	8,087.0	$586K	0.16%	NEW	—	$72.42	-16.5%
9	SHY	ISHARES TR	—	7,000.0	$575K	0.16%	NEW	—	$82.11	-0.3%
10	URA	GLOBAL X FDS	—	13,111.0	$573K	0.16%	NEW	—	$43.70	+4.3%
11	AVGO	BROADCOM INC	Technology	1,306.0	$493K	0.14%	NEW	—	$377.75	-2.4%
12	WY	WEYERHAEUSER CO	Real Estate	20,457.0	$490K	0.14%	NEW	—	$23.94	-1.3%
13	FPS	FORGENT POWER SOLUTIONS INC	Industrials	6,925.0	$387K	0.11%	NEW	—	$55.86	-45.6%
14	WFC PUT	WELLS FARGO & CO	Financial Services	100,000.0	$285K	0.08%	NEW	—	$2.85	+2942.3%
15	UNH	UNITEDHEALTH GROUP INC	Healthcare	538.0	$224K	0.06%	NEW	—	$415.63	-5.5%

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Financial Services 37.3%

Technology 13.2%

Healthcare 13.0%

Industrials 11.3%

Energy 7.5%

Basic Materials 6.7%

Consumer Defensive 4.5%

Utilities 3.6%

Consumer Cyclical 1.4%

Communication Services 1.3%