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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $315M AUM 121 positions Filed Apr 22, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 17 New 27 Added 32 Reduced 16 Exited
Page 2 of 2  ·  32 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VEA VANGUARD TAX-MANAGED FDS 11,587.0 $742K 0.24% -696.0 -5.7% $64.08 +9.5%
22 ESLT ELBIT SYS LTD Industrials 872.0 $740K 0.23% -564.0 -39.3% $849.09 -9.0%
23 EWW ISHARES INC 9,286.0 $699K 0.22% -35K -78.8% $75.23 -0.7%
24 ISHARES TR 27,990.0 $628K 0.20% -518.0 -1.8% $22.43
25 VONE VANGUARD SCOTTSDALE FDS 2,044.0 $603K 0.19% -110.0 -5.1% $295.12 +12.5%
26 FNV FRANCO NEV CORP Basic Materials 2,344.0 $579K 0.18% -115.0 -4.7% $247.05 -13.4%
27 ASML ASML HLDG NV Technology 356.0 $470K 0.15% -146.0 -29.1% $1320.83 +34.6%
28 VTI VANGUARD INDEX FDS 1,356.0 $435K 0.14% -52.0 -3.7% $320.81 +13.4%
29 LLY ELI LILLY & CO Healthcare 449.0 $413K 0.13% -16.0 -3.4% $919.77 +20.4%
30 ISHARES TR 16,375.0 $375K 0.12% -3K -14.9% $22.92
31 GLD SPDR GOLD TR Financial Services 872.0 $375K 0.12% -116.0 -11.7% $430.29 -12.3%
32 ANET ARISTA NETWORKS INC Technology 2,029.0 $249K 0.08% -170.0 -7.7% $122.78 +32.1%
Page 2 of 2  ·  32 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.8%
Industrials 13.5%
Healthcare 12.5%
Technology 8.7%
Energy 8.7%
Basic Materials 5.1%
Communication Services 4.6%
Consumer Defensive 4.5%
Utilities 3.4%
Consumer Cyclical 1.2%