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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 2 of 2  ·  29 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VTI VANGUARD INDEX FDS 1,247.0 $461K 0.13% -109.0 -8.0% $370.04 +2.5%
22 CAT CATERPILLAR INC Industrials 412.0 $439K 0.12% -199.0 -32.6% $1064.82 -24.8%
23 BIL SPDR SERIES TRUST 4,175.0 $383K 0.11% -850.0 -16.9% $91.64 +0.0%
24 ISHARES TR 14,211.0 $325K 0.09% -2K -13.2% $22.89
25 ISHARES TR 14,094.0 $312K 0.09% -598.0 -4.1% $22.14
26 IVV ISHARES TR 391.0 $293K 0.08% -190.0 -32.7% $748.89 +3.2%
27 GLD SPDR GOLD TR Financial Services 780.0 $287K 0.08% -92.0 -10.6% $368.38 +11.0%
28 IWB ISHARES TR 541.0 $222K 0.06% -206.0 -27.6% $409.50 +2.8%
29 NVDA PUT NVIDIA CORPORATION Technology 5,000.0 $2K -10K -66.7% $0.33 +65824.2%
Page 2 of 2  ·  29 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%