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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 3 of 6  ·  116 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 30,289.0 $2.7M 0.74% +15K +102.0% $88.60 -28.3%
42 LIN LINDE PLC Basic Materials 4,717.0 $2.4M 0.68% $518.94 -5.7%
43 SPY STATE STR SPDR S&P 500 ETF T Financial Services 3,224.0 $2.4M 0.67% -169.0 -5.0% $748.76 +2.8%
44 SCHB SCHWAB STRATEGIC TR 80,233.0 $2.3M 0.65% -10K -10.7% $28.96 +2.6%
45 ORCL ORACLE CORP Technology 15,806.0 $2.3M 0.64% -82.0 -0.5% $146.55 +2.8%
46 BERKSHIRE HATHAWAY INC DEL 3.0 $2.2M 0.62% $748850.00
47 HONEYWELL INTL INC 8,865.0 $2.0M 0.55% NEW $223.90
48 HONEYWELL AEROSPACE INC 8,850.0 $2.0M 0.54% NEW $221.08
49 DJAN FIRST TR EXCHNG TRADED FD VI 40,032.0 $1.8M 0.51% -660.0 -1.6% $45.52 +2.1%
50 GOOGL ALPHABET INC Communication Services 5,096.0 $1.8M 0.51% -261.0 -4.9% $357.38 -3.0%
51 AAPL APPLE INC Technology 6,103.0 $1.8M 0.49% +1K +28.7% $289.35 +10.5%
52 DNOV FIRST TR EXCHNG TRADED FD VI 28,381.0 $1.5M 0.40% $51.35 +2.0%
53 DAPR FIRST TR EXCHNG TRADED FD VI 32,760.0 $1.3M 0.37% +26K +370.4% $40.88 +1.9%
54 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 1,413.0 $1.3M 0.37% $935.45 +1.1%
55 V VISA INC Financial Services 3,836.0 $1.3M 0.36% $343.12 +11.2%
56 RTX RTX CORPORATION Industrials 6,533.0 $1.2M 0.34% $189.74 +11.6%
57 MCK MCKESSON CORP Healthcare 1,600.0 $1.2M 0.34% $756.42 +18.1%
58 VUG VANGUARD INDEX FDS 13,308.0 $1.1M 0.32% +11K +499.5% $86.14 +2.8%
59 GEV GE VERNOVA INC Utilities 825.0 $970K 0.27% $1175.36 -22.4%
60 GE GE AEROSPACE Industrials 2,577.0 $963K 0.27% $373.73 -8.3%
Page 3 of 6  ·  116 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%