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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 4 of 6  ·  116 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 IJR ISHARES TR 6,355.0 $943K 0.26% +188.0 +3.0% $148.31 -1.8%
62 MRVL MARVELL TECHNOLOGY INC Technology 3,046.0 $907K 0.25% -2K -43.6% $297.89 -27.3%
63 NVDA NVIDIA CORPORATION Technology 4,417.0 $884K 0.24% +2K +114.6% $200.10 +8.7%
64 VEA VANGUARD TAX-MANAGED FDS 11,211.0 $799K 0.22% -376.0 -3.2% $71.25 +2.5%
65 TSLA TESLA INC Consumer Cyclical 1,740.0 $732K 0.20% +762.0 +77.9% $420.67 -17.1%
66 EWW ISHARES INC 9,630.0 $725K 0.20% +344.0 +3.7% $75.27 +1.6%
67 TLT ISHARES TR 8,370.0 $723K 0.20% $86.42 -4.1%
68 DOCT FIRST TR EXCHNG TRADED FD VI 15,460.0 $722K 0.20% $46.68 +2.2%
69 DE DEERE & CO Industrials 1,133.0 $721K 0.20% $636.03 -0.9%
70 ASML ASML HLDG NV Technology 356.0 $708K 0.20% $1989.44 -14.7%
71 VONE VANGUARD SCOTTSDALE FDS 2,009.0 $680K 0.19% -35.0 -1.7% $338.72 +2.8%
72 AMZN AMAZON COM INC Consumer Cyclical 2,757.0 $657K 0.18% -1K -30.9% $238.34 +11.8%
73 STM STMICROELECTRONICS N V Technology 8,453.0 $633K 0.18% NEW $74.89 -34.1%
74 CGNX COGNEX CORP Technology 8,087.0 $586K 0.16% NEW $72.42 -16.5%
75 MCD MCDONALDS CORP Consumer Cyclical 2,160.0 $584K 0.16% $270.35 -2.0%
76 SHY ISHARES TR 7,000.0 $575K 0.16% NEW $82.11 -0.3%
77 URA GLOBAL X FDS 13,111.0 $573K 0.16% NEW $43.70 +4.3%
78 ISHARES TR 25,605.0 $573K 0.16% -2K -8.5% $22.37
79 LLY ELI LILLY & CO Healthcare 449.0 $539K 0.15% $1199.43 -2.2%
80 GD GENERAL DYNAMICS CORP Industrials 1,410.0 $499K 0.14% $354.24 +7.1%
Page 4 of 6  ·  116 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%