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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 5 of 6  ·  116 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 AVGO BROADCOM INC Technology 1,306.0 $493K 0.14% NEW $377.75 -2.4%
82 WY WEYERHAEUSER CO Real Estate 20,457.0 $490K 0.14% NEW $23.94 -1.3%
83 FNV FRANCO NEV CORP Basic Materials 2,344.0 $489K 0.14% $208.44 +27.7%
84 MDT MEDTRONIC PLC Healthcare 5,990.0 $473K 0.13% -30K -83.5% $78.95 +15.6%
85 VTI VANGUARD INDEX FDS 1,247.0 $461K 0.13% -109.0 -8.0% $370.04 +2.5%
86 PFE PFIZER INC Healthcare 18,885.0 $455K 0.13% +288.0 +1.6% $24.08 +16.1%
87 BWXT BWX TECHNOLOGIES INC Industrials 2,322.0 $452K 0.12% $194.65 -21.5%
88 SRE SEMPRA Utilities 4,810.0 $446K 0.12% +32.0 +0.7% $92.72 -9.1%
89 CAT CATERPILLAR INC Industrials 412.0 $439K 0.12% -199.0 -32.6% $1064.82 -24.8%
90 MLPA GLOBAL X FDS 8,110.0 $430K 0.12% +148.0 +1.9% $53.08 +7.1%
91 FPS FORGENT POWER SOLUTIONS INC Industrials 6,925.0 $387K 0.11% NEW $55.86 -45.6%
92 BIL SPDR SERIES TRUST 4,175.0 $383K 0.11% -850.0 -16.9% $91.64 +0.0%
93 ANET ARISTA NETWORKS INC Technology 2,029.0 $345K 0.10% $169.88 +15.0%
94 IBM INTERNATIONAL BUSINESS MACHS Technology 1,200.0 $337K 0.09% $281.21 -16.2%
95 ISHARES TR 14,211.0 $325K 0.09% -2K -13.2% $22.89
96 VRTX VERTEX PHARMACEUTICALS INC Healthcare 634.0 $315K 0.09% $496.73 +9.1%
97 ISHARES TR 14,094.0 $312K 0.09% -598.0 -4.1% $22.14
98 PEP PEPSICO INC Consumer Defensive 2,214.0 $300K 0.08% +22.0 +1.0% $135.43 +4.2%
99 NEM NEWMONT CORP Basic Materials 3,161.0 $295K 0.08% $93.39 +37.0%
100 DJUL FIRST TR EXCHNG TRADED FD VI 5,845.0 $293K 0.08% $50.15 +2.2%
Page 5 of 6  ·  116 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%