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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $315M AUM 121 positions Filed Apr 22, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 17 New 27 Added 32 Reduced
Page 6 of 6  ·  109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 META META PLATFORMS INC Communication Services 356.0 $204K 0.07% NEW $572.17 +1.0%
102 EFV ISHARES TR 2,734.0 $203K 0.07% NEW $74.35 +9.9%
103 EIX EDISON INTL Utilities 2,749.0 $201K 0.06% NEW $73.19 -4.1%
104 BEAT HEARTBEAM INC Healthcare 94,400.0 $115K 0.04% $1.22 -61.7%
105 LOANDEPOT INC 10,000.0 $14K 0.01% $1.42
106 NVDA PUT NVIDIA CORPORATION Technology 15,000.0 $9K 0.00% $0.60 +36057.9%
107 TNON TENON MEDICAL INC Healthcare 10,650.0 $8K 0.00% $0.73 +589.1%
108 TENON MEDICAL INC 679,420.0 $5K 0.00% $0.01
109 AAPL PUT APPLE INC Technology 200.0 $2K 0.00% $8.07 +3859.1%
Page 6 of 6  ·  109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 39.2%
Industrials 14.0%
Healthcare 13.0%
Technology 9.0%
Energy 9.0%
Basic Materials 5.3%
Consumer Defensive 4.7%
Utilities 3.5%
Communication Services 1.2%
Consumer Cyclical 1.2%