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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $360M AUM 130 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 28 Added 29 Reduced 8 Exited
Page 6 of 6  ·  116 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 IVV ISHARES TR 391.0 $293K 0.08% -190.0 -32.7% $748.89 +3.2%
102 GLD SPDR GOLD TR Financial Services 780.0 $287K 0.08% -92.0 -10.6% $368.38 +11.0%
103 MORN MORNINGSTAR INC Financial Services 1,829.0 $285K 0.08% $156.02 +39.5%
104 BAC BANK OF AMER CORP Financial Services 5,003.0 $285K 0.08% $56.98 +9.4%
105 WFC PUT WELLS FARGO & CO Financial Services 100,000.0 $285K 0.08% NEW $2.85 +2942.3%
106 SPDW SPDR INDEX SHS FDS 5,522.0 $278K 0.08% $50.39 +2.9%
107 AEM AGNICO EAGLE MINES LTD Basic Materials 1,650.0 $256K 0.07% $155.13 +33.0%
108 MO ALTRIA GROUP INC Consumer Defensive 3,405.0 $249K 0.07% $73.01 -6.0%
109 UNH UNITEDHEALTH GROUP INC Healthcare 538.0 $224K 0.06% NEW $415.63 -5.5%
110 IWB ISHARES TR 541.0 $222K 0.06% -206.0 -27.6% $409.50 +2.8%
111 BEAT HEARTBEAM INC Healthcare 100,400.0 $75K 0.02% +6K +6.4% $0.75 -37.7%
112 LOANDEPOT INC 12,000.0 $15K 0.00% +2K +20.0% $1.25
113 TENON MEDICAL INC 679,420.0 $7K 0.00% $0.01
114 TNON TENON MEDICAL INC Healthcare 10,650.0 $3K 0.00% $0.33 +1431.9%
115 NVDA PUT NVIDIA CORPORATION Technology 5,000.0 $2K -10K -66.7% $0.33 +65824.2%
116 AAPL PUT APPLE INC Technology 200.0 $193.0 $0.96 +33029.5%
Page 6 of 6  ·  116 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.3%
Technology 13.2%
Healthcare 13.0%
Industrials 11.3%
Energy 7.5%
Basic Materials 6.7%
Consumer Defensive 4.5%
Utilities 3.6%
Consumer Cyclical 1.4%
Communication Services 1.3%