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Portfolio (Quarterly) Guide ↗

Sowell Financial Services LLC

· CIK 0001633697
13F Portfolio $2.7B AUM 1,106 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 113 New 531 Added 324 Reduced 75 Exited
Page 17 of 17  ·  324 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 LUMN LUMEN TECHNOLOGIES INC Communication Services 15,913.0 $124K 0.01% -4K -19.7% $7.77 +33.1%
322 RC READY CAPITAL CORP Real Estate 38,028.0 $83K 0.00% -7K -14.8% $2.18 -21.1%
323 IGR CBRE GBL REAL ESTATE INC FD Financial Services 11,774.0 $52K 0.00% -233.0 -1.9% $4.38 +5.0%
324 DHF BNY MELLON HIGH YIELD STRATE Financial Services 16,195.0 $40K 0.00% -5K -22.4% $2.48 -3.2%
Page 17 of 17  ·  324 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.3%
Financial Services 26.3%
Consumer Cyclical 8.9%
Communication Services 7.1%
Healthcare 6.7%
Industrials 6.5%
Consumer Defensive 6.4%
Energy 4.4%
Utilities 2.2%
Real Estate 1.8%