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Portfolio (Quarterly) Guide ↗

Sowell Financial Services LLC

· CIK 0001633697
13F Portfolio $2.7B AUM 1,106 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 113 New 531 Added 324 Reduced 75 Exited
Page 54 of 56  ·  1,106 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 WIW WESTERN AST INFL LKD OPP & I Financial Services 16,633.0 $143K 0.01% -333.0 -2.0% $8.59 -1.2%
1062 FTF FRANKLIN LTD DURATION INCOME Financial Services 23,023.0 $142K 0.01% -650.0 -2.8% $6.15 -5.0%
1063 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 15,782.0 $140K 0.01% +133.0 +0.8% $8.90 -4.8%
1064 WT WISDOMTREE INC Financial Services 11,518.0 $140K 0.01% +680.0 +6.3% $12.19 +59.2%
1065 EC ECOPETROL S A Energy 14,003.0 $140K 0.01% $10.02 +30.6%
1066 PFL PIMCO INCOME STRATEGY FD Financial Services 16,641.0 $140K 0.01% $8.43 -9.0%
1067 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 13,014.0 $139K 0.01% -1K -9.9% $10.69 -6.2%
1068 NOK NOKIA CORP Technology 21,104.0 $137K 0.01% +2K +10.1% $6.47 +115.6%
1069 VKQ INVESCO MUNICIPAL TRUST Financial Services 14,000.0 $135K 0.01% $9.65 -1.7%
1070 MIDCAP FINANCIAL INVSTMNT CO 11,808.0 $135K 0.01% NEW $11.44
1071 CION CION INVT CORP Financial Services 13,763.0 $133K 0.01% NEW $9.67 -31.2%
1072 CRVS CORVUS PHARMACEUTICALS INC Healthcare 17,000.0 $131K 0.01% +5K +41.7% $7.70 +59.9%
1073 QS QUANTUMSCAPE CORP Consumer Cyclical 12,350.0 $129K 0.01% -334.0 -2.6% $10.42 -23.1%
1074 HE HAWAIIAN ELEC INDUSTRIES Utilities 10,391.0 $128K 0.01% NEW $12.30 +7.6%
1075 SLI STANDARD LITHIUM LTD Basic Materials 28,500.0 $127K 0.01% +1K +3.6% $4.47 -13.9%
1076 PFLT PENNANTPARK FLOATING RATE CA Financial Services 13,410.0 $124K 0.01% NEW $9.27 -8.5%
1077 LUMN LUMEN TECHNOLOGIES INC Communication Services 15,913.0 $124K 0.01% -4K -19.7% $7.77 +29.3%
1078 GGB GERDAU SA Basic Materials 33,377.0 $123K 0.01% +1K +3.1% $3.69 +24.7%
1079 KRP KIMBELL RTY PARTNERS LP Energy 10,234.0 $120K 0.00% NEW $11.76 +31.3%
1080 NMFC NEW MTN FIN CORP Financial Services 12,967.0 $119K 0.00% NEW $9.21 -12.2%
Page 54 of 56  ·  1,106 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.3%
Financial Services 26.3%
Consumer Cyclical 8.9%
Communication Services 7.1%
Healthcare 6.7%
Industrials 6.5%
Consumer Defensive 6.4%
Energy 4.4%
Utilities 2.2%
Real Estate 1.8%