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Portfolio (Quarterly) Guide ↗

Sowell Financial Services LLC

· CIK 0001633697
13F Portfolio $3.1B AUM 1,162 positions Filed Jul 20, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 185 New 498 Added 415 Reduced 129 Exited
Page 55 of 59  ·  1,162 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 BUCK SIMPLIFY EXCHANGE TRADED FUN 8,640.0 $202K 0.01% NEW $23.42 +0.1%
1082 MUC BLACKROCK MUNIHLDNGS CALI Financial Services 18,344.0 $202K 0.01% NEW $10.99 -2.8%
1083 HFWA HERITAGE FINL CORP WASH Financial Services 6,805.0 $202K 0.01% NEW $29.62 -0.6%
1084 PTC PTC INC Technology 1,772.0 $201K 0.01% -1K -42.1% $113.61 +28.9%
1085 CRL CHARLES RIV LABS INTL INC Healthcare 884.0 $200K 0.01% NEW $226.78 +23.1%
1086 UFPT UFP TECHNOLOGIES INC Healthcare 756.0 $200K 0.01% -221.0 -22.6% $265.13 +18.4%
1087 MGC VANGUARD WORLD FD 731.0 $200K 0.01% -412.0 -36.0% $273.74 +2.7%
1088 HTGC HERCULES CAPITAL INC Financial Services 12,616.0 $199K 0.01% -7K -36.0% $15.77 +5.6%
1089 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 16,858.0 $198K 0.01% -23K -57.7% $11.74 -3.7%
1090 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 15,882.0 $192K 0.01% -5K -23.0% $12.12 -3.5%
1091 CX CEMEX SA EURO MTN BE 144A Basic Materials 16,010.0 $192K 0.01% -5K -22.7% $12.00 -11.2%
1092 MMT MFS MULTIMARKET INCOME TR Financial Services 43,545.0 $192K 0.01% -2K -5.1% $4.40 +1.6%
1093 VIV TELEFONICA BRASIL SA Communication Services 14,261.0 $188K 0.01% NEW $13.16 -14.2%
1094 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 19,311.0 $187K 0.01% $9.70 -2.9%
1095 NIO NIO INC Consumer Cyclical 36,954.0 $187K 0.01% NEW $5.06 -10.5%
1096 VALE VALE S A Basic Materials 12,386.0 $186K 0.01% -3K -21.1% $15.04 -9.0%
1097 HL HECLA MINING COMPANY Basic Materials 12,068.0 $186K 0.01% +183.0 +1.5% $15.43 +16.3%
1098 KG KESTREL GROUP LTD Financial Services 20,660.0 $186K 0.01% $9.00 -11.2%
1099 PCG PG&E CORP Utilities 10,689.0 $180K 0.01% NEW $16.82 +5.9%
1100 PCQ PIMCO CALIF MUN INCOME FD Financial Services 19,921.0 $179K 0.01% -979.0 -4.7% $8.97 -2.7%
Page 55 of 59  ·  1,162 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.9%
Financial Services 23.6%
Consumer Cyclical 8.6%
Industrials 7.8%
Communication Services 6.8%
Consumer Defensive 6.4%
Healthcare 6.3%
Energy 3.6%
Utilities 2.3%
Real Estate 2.0%