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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 10 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 IJT ISHARES TR 4,586.0 $819K 0.04% +73.0 +1.6% $178.59 -3.0%
182 CGUS CAPITAL GROUP CORE EQUITY ET 18,342.0 $816K 0.04% +5K +40.8% $44.48 +2.3%
183 DFSV DIMENSIONAL ETF TRUST 20,986.0 $814K 0.04% +7K +55.5% $38.79 +3.2%
184 ET ENERGY TRANSFER L P Energy 41,856.0 $800K 0.04% +10K +30.8% $19.12 +11.7%
185 IEF ISHARES TR 8,433.0 $797K 0.04% +5K +139.5% $94.57 -1.4%
186 GSK GSK PLC Healthcare 15,159.0 $795K 0.04% +2K +19.6% $52.42 -4.1%
187 APH AMPHENOL CORP Technology 4,374.0 $771K 0.04% +263.0 +6.4% $176.34 -8.5%
188 DGS WISDOMTREE TR 11,576.0 $749K 0.04% +2K +15.3% $64.71 -0.2%
189 SPHY SPDR SERIES TRUST 31,788.0 $745K 0.04% +5K +19.3% $23.44 -0.3%
190 TXN TEXAS INSTRS INC Technology 2,485.0 $741K 0.04% +341.0 +15.9% $298.07 -10.6%
191 OXY OCCIDENTAL PETE CORP Energy 15,085.0 $733K 0.04% +843.0 +5.9% $48.57 +21.4%
192 KR KROGER CO Consumer Defensive 13,069.0 $726K 0.04% +4K +38.3% $55.53 +3.2%
193 LHX L3HARRIS TECHNOLOGIES INC Industrials 2,492.0 $724K 0.04% +1K +87.2% $290.64 -9.5%
194 KLAC KLA CORP Technology 2,352.0 $710K 0.04% +2K +298.6% $301.74 -39.2%
195 SPYG SPDR SERIES TRUST 5,633.0 $670K 0.03% +1K +32.5% $119.00 +2.5%
196 TJX TJX COS INC NEW Consumer Cyclical 4,263.0 $646K 0.03% +23.0 +0.5% $151.49 -10.6%
197 VBK VANGUARD INDEX FDS 1,750.0 $640K 0.03% +73.0 +4.3% $365.70 -1.8%
198 XAR SPDR SERIES TRUST 2,214.0 $628K 0.03% +1K +141.2% $283.79 -6.1%
199 TFLO ISHARES TR 12,066.0 $611K 0.03% +6K +86.7% $50.63 +0.0%
200 ARKW ARK ETF TR 4,168.0 $604K 0.03% +63.0 +1.5% $144.86 +9.8%
Page 10 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%