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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 13 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 QTUM ETF SER SOLUTIONS 2,010.0 $332K 0.02% +93.0 +4.8% $165.39 -8.8%
242 NTLA INTELLIA THERAPEUTICS INC Healthcare 19,540.0 $331K 0.02% +9K +86.1% $16.92 -21.7%
243 UTG REAVES UTIL INCOME FD Financial Services 7,912.0 $322K 0.02% +432.0 +5.8% $40.72 -5.7%
244 COLD AMERICOLD REALTY TRUST INC Real Estate 20,242.0 $318K 0.02% +9K +76.6% $15.72 -3.0%
245 ISHARES TR 6,307.0 $313K 0.02% +90.0 +1.4% $49.55
246 PICK ISHARES INC 5,344.0 $311K 0.02% +824.0 +18.2% $58.15 +13.9%
247 ADBE ADOBE INC Technology 1,506.0 $309K 0.01% +900.0 +148.5% $205.02 +39.6%
248 URA GLOBAL X FDS 6,994.0 $306K 0.01% +1K +23.1% $43.70 +9.9%
249 LH LABCORP HOLDINGS INC Healthcare 1,078.0 $302K 0.01% +335.0 +45.1% $280.01 +20.2%
250 VOOG VANGUARD ADMIRAL FDS INC 3,522.0 $291K 0.01% +3K +502.1% $82.63 +2.0%
251 IBDV ISHARES TR 13,053.0 $285K 0.01% +282.0 +2.2% $21.80 -0.7%
252 CNQ CANADIAN NAT RES LTD MED TER Energy 7,092.0 $280K 0.01% +79.0 +1.1% $39.50 +25.1%
253 PLD PROLOGIS INC. Real Estate 2,059.0 $279K 0.01% +112.0 +5.8% $135.47 +5.0%
254 CGW INVESCO EXCH TRADED FD TR II 4,073.0 $268K 0.01% +617.0 +17.9% $65.73 -1.1%
255 IBDU ISHARES TR 11,479.0 $266K 0.01% +275.0 +2.5% $23.16 -0.3%
256 AVRE AMERICAN CENTY ETF TR 5,465.0 $259K 0.01% +462.0 +9.2% $47.38 +1.4%
257 BOTZ GLOBAL X FDS 6,641.0 $252K 0.01% +515.0 +8.4% $37.94 -4.9%
258 IBDX ISHARES TR 9,925.0 $250K 0.01% +289.0 +3.0% $25.19 -1.1%
259 CME CME GROUP INC Financial Services 1,107.0 $244K 0.01% +267.0 +31.8% $220.84 +27.2%
260 MP MP MATERIALS CORP Basic Materials 4,271.0 $239K 0.01% +794.0 +22.8% $56.01 +4.2%
Page 13 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%