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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 14 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 SPTI SPDR SERIES TRUST 8,369.0 $238K 0.01% +160.0 +1.9% $28.39 -0.8%
262 IBDW ISHARES TR 11,309.0 $236K 0.01% +328.0 +3.0% $20.84 -0.8%
263 PCT PURECYCLE TECHNOLOGIES INC Industrials 28,619.0 $232K 0.01% +7K +33.5% $8.11 -17.5%
264 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 12,911.0 $174K 0.01% +1K +8.6% $13.44 -4.1%
265 SNAP SNAP INC Communication Services 26,302.0 $117K 0.01% +5K +23.0% $4.44 +22.0%
Page 14 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%