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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 2 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VOO VANGUARD INDEX FDS 15,471.0 $10.6M 0.53% +1K +8.8% $686.82 +2.5%
22 AVIV AMERICAN CENTY ETF TR 125,722.0 $9.7M 0.49% +28K +29.0% $77.42 +7.9%
23 BOXX EA SERIES TRUST 79,155.0 $9.3M 0.46% +7K +9.6% $117.09 +0.8%
24 JPM JPMORGAN CHASE & CO Financial Services 27,880.0 $9.1M 0.46% +3K +13.0% $327.34 +8.9%
25 VXUS VANGUARD STAR FDS 105,782.0 $9.0M 0.45% +8K +8.4% $85.49 +2.7%
26 VO VANGUARD INDEX FDS 109,166.0 $8.8M 0.44% +84K +325.5% $80.57 +3.2%
27 ROK ROCKWELL AUTOMATION INC Industrials 17,510.0 $8.7M 0.43% +17K +1661.6% $495.08 -12.8%
28 IEFA ISHARES TR 85,974.0 $8.3M 0.41% +5K +5.5% $96.58 +4.5%
29 SCHD SCHWAB STRATEGIC TR 261,366.0 $8.3M 0.41% +31K +13.2% $31.71 +10.5%
30 AIRR FIRST TR EXCHANGE TRADED FD 60,032.0 $8.0M 0.40% +19K +45.7% $133.25 -15.4%
31 VEU VANGUARD INTL EQUITY INDEX F 94,009.0 $7.9M 0.39% +2K +2.0% $83.75 +2.4%
32 IJR ISHARES TR 52,336.0 $7.8M 0.39% +2K +4.0% $148.31 -1.0%
33 XMMO INVESCO EXCHANGE TRADED FD T 44,308.0 $7.5M 0.38% +7K +19.0% $170.14 -8.0%
34 IXUS ISHARES TR 78,162.0 $7.5M 0.37% +5K +6.3% $95.44 +2.7%
35 ABBV ABBVIE INC Healthcare 27,356.0 $6.9M 0.34% +6K +31.1% $251.64 +4.5%
36 RWL INVESCO EXCH TRADED FD TR II 51,874.0 $6.6M 0.33% +3K +6.8% $127.76 +5.4%
37 DIA STATE STR SPDR DOW JONES IND Financial Services 12,686.0 $6.6M 0.33% +1K +12.6% $522.39 +2.3%
38 UPS UNITED PARCEL SVCS INC Industrials 60,679.0 $6.5M 0.33% +1K +1.9% $107.50 -1.7%
39 FCX FREEPORT MCMORAN INC Basic Materials 103,423.0 $6.5M 0.33% +62K +149.8% $62.89 +25.6%
40 CAT CATERPILLAR INC Industrials 5,995.0 $6.4M 0.32% +1K +22.1% $1064.89 -22.8%
Page 2 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%