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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 6 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 KO COCA COLA CO Consumer Defensive 27,728.0 $2.3M 0.11% +1K +4.3% $81.27 +9.8%
102 XLY SELECT SECTOR SPDR TR 18,239.0 $2.1M 0.11% +4K +25.6% $117.28 -0.8%
103 FLOT ISHARES TR 41,344.0 $2.1M 0.10% +32K +320.6% $51.05 -0.0%
104 WM WASTE MGMT INC DEL Industrials 9,015.0 $2.0M 0.10% +3K +50.9% $222.87 -2.3%
105 AA ALCOA CORP Basic Materials 38,388.0 $2.0M 0.10% +29K +298.8% $52.14 -3.7%
106 CLOA BLACKROCK ETF TRUST II 37,958.0 $2.0M 0.10% +27K +243.1% $51.91 +0.1%
107 PAAA PGIM ETF TR 38,158.0 $2.0M 0.10% +27K +239.5% $51.27 +0.4%
108 IAU ISHARES GOLD TR Financial Services 24,904.0 $1.9M 0.09% +6K +33.4% $75.51 +13.8%
109 PDBC INVESCO ACTVELY MNGD ETC FD 118,266.0 $1.9M 0.09% +64K +118.0% $15.88 +15.1%
110 XLE SELECT SECTOR SPDR TR 33,873.0 $1.8M 0.09% +15K +80.7% $53.11 +16.4%
111 AVDV AMERICAN CENTY ETF TR 17,182.0 $1.8M 0.09% +9K +123.2% $103.05 +9.2%
112 MGK VANGUARD WORLD FD 20,081.0 $1.8M 0.09% +13K +178.2% $87.91 +2.5%
113 IUSB ISHARES TR 37,547.0 $1.7M 0.09% +6K +20.4% $46.15 -1.1%
114 QUS SPDR SERIES TRUST 9,169.0 $1.7M 0.09% +6K +220.3% $186.86 +4.5%
115 CGDV CAPITAL GROUP DIVIDEND VALUE 33,748.0 $1.7M 0.08% +3K +8.9% $49.28 +2.3%
116 GOVT ISHARES TR 72,644.0 $1.7M 0.08% +45K +158.8% $22.78 -1.1%
117 TLT ISHARES TR 19,123.0 $1.7M 0.08% +12K +167.6% $86.42 -3.8%
118 TMUS T-MOBILE US INC Communication Services 9,765.0 $1.6M 0.08% +8K +356.5% $167.72 +5.9%
119 EMR EMERSON ELEC CO Industrials 11,317.0 $1.6M 0.08% +1K +15.2% $143.15 +9.8%
120 JNK SPDR SERIES TRUST 16,675.0 $1.6M 0.08% +2K +14.9% $96.37 -0.2%
Page 6 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%