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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 8 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 MTUM ISHARES TR 3,838.0 $1.3M 0.07% +2K +104.6% $342.82 -11.3%
142 JCI JOHNSON CONTROLS INTERNATION Industrials 9,000.0 $1.3M 0.07% +79.0 +0.9% $146.11 -2.7%
143 SCHC SCHWAB STRATEGIC TR 27,037.0 $1.3M 0.07% +1K +4.7% $48.12 +7.8%
144 STIP ISHARES TR 12,731.0 $1.3M 0.07% +3K +33.4% $102.16 -1.2%
145 BX BLACKSTONE INC Financial Services 11,041.0 $1.3M 0.07% +3K +43.5% $117.67 +22.0%
146 LMT LOCKHEED MARTIN CORP Industrials 2,543.0 $1.3M 0.07% +1K +95.0% $509.55 +11.1%
147 LIN LINDE PLC Basic Materials 2,481.0 $1.3M 0.06% +1K +147.6% $518.84 -6.5%
148 PFE PFIZER INC Healthcare 51,769.0 $1.2M 0.06% +8K +18.6% $24.08 +16.3%
149 SPHQ INVESCO EXCHANGE TRADED FD T 13,650.0 $1.2M 0.06% +3K +30.4% $90.10 -4.4%
150 SCHP SCHWAB STRATEGIC TR 46,203.0 $1.2M 0.06% +7K +17.3% $26.50 -1.7%
151 KMB KIMBERLY-CLARK CORP Consumer Defensive 11,014.0 $1.2M 0.06% +5K +75.4% $109.77 +0.2%
152 IHDG WISDOMTREE TR 23,058.0 $1.2M 0.06% +5K +26.7% $52.38 +1.9%
153 SPIB SPDR SERIES TRUST 36,083.0 $1.2M 0.06% +2K +5.4% $33.46 -0.8%
154 PFFD GLOBAL X FDS 64,344.0 $1.2M 0.06% +13K +26.3% $18.69 -1.1%
155 DUK DUKE ENERGY CORP NEW Utilities 9,359.0 $1.2M 0.06% +4K +77.8% $126.58 -4.5%
156 XLU SELECT SECTOR SPDR TR 26,000.0 $1.2M 0.06% +10K +63.1% $45.34 -4.8%
157 BUFR FIRST TR EXCHNG TRADED FD VI 31,596.0 $1.2M 0.06% +5K +16.8% $36.53 +2.6%
158 O REALTY INCOME CORP Real Estate 18,228.0 $1.1M 0.06% +430.0 +2.4% $61.96 -0.3%
159 NEM NEWMONT CORP Basic Materials 12,052.0 $1.1M 0.06% +5K +61.9% $93.40 +41.6%
160 ILMN ILLUMINA INC Healthcare 6,161.0 $1.1M 0.05% +1K +19.6% $175.83 +29.5%
Page 8 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%