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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 9 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 IWB ISHARES TR 2,625.0 $1.1M 0.05% +2K +231.0% $409.45 +3.2%
162 TAN INVESCO EXCH TRADED FD TR II 17,761.0 $1.1M 0.05% +933.0 +5.5% $59.15 -15.9%
163 REGN REGENERON PHARMACEUTICALS Healthcare 1,680.0 $1.0M 0.05% +87.0 +5.5% $623.54 +29.5%
164 VCIT VANGUARD SCOTTSDALE FDS 12,431.0 $1.0M 0.05% +155.0 +1.3% $82.65 -1.5%
165 VGLT VANGUARD SCOTTSDALE FDS 18,605.0 $1.0M 0.05% +8K +78.0% $55.18 -3.3%
166 VLTO VERALTO CORP Industrials 11,573.0 $1.0M 0.05% +9K +293.4% $88.68 +10.9%
167 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 1,445.0 $1.0M 0.05% +341.0 +30.9% $703.53 -0.7%
168 FDL FIRST TR EXCHANGE-TRADED FD 20,700.0 $1.0M 0.05% +242.0 +1.2% $48.66 +8.8%
169 SPSM SPDR SERIES TRUST 17,069.0 $984K 0.05% +4K +33.8% $57.67 -1.1%
170 NUE NUCOR CORP Basic Materials 4,320.0 $962K 0.05% +3K +162.9% $222.73 +13.3%
171 EIX EDISON INTL Utilities 12,425.0 $925K 0.05% +7K +121.6% $74.45 -1.0%
172 RDVY FIRST TR EXCHANGE TRADED FD 11,308.0 $917K 0.05% +4K +47.5% $81.06 +1.7%
173 NFLX NETFLIX INC. Communication Services 12,433.0 $888K 0.04% +7K +119.5% $71.40 +11.8%
174 CTA SIMPLIFY EXCHANGE TRADED FUN 33,830.0 $878K 0.04% +2K +4.8% $25.94 +5.9%
175 CSX CSX CORP Industrials 18,445.0 $877K 0.04% +788.0 +4.5% $47.53 +8.4%
176 NEE NEXTERA ENERGY INC Utilities 9,914.0 $870K 0.04% +2K +30.6% $87.77 -4.9%
177 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 21,841.0 $853K 0.04% +2K +11.9% $39.05 +3.1%
178 DFSD DIMENSIONAL ETF TRUST 17,625.0 $842K 0.04% +1K +7.0% $47.75 -0.8%
179 MLPA GLOBAL X FDS 15,796.0 $838K 0.04% +11K +234.7% $53.08 +7.3%
180 ITA ISHARES TR 3,458.0 $838K 0.04% +2K +166.8% $242.43 -3.4%
Page 9 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%