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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 2 of 8  ·  146 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 MRVL MARVELL TECHNOLOGY INC Technology 5,403.0 $1.6M 0.08% NEW $297.92 -17.7%
22 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 16,821.0 $1.5M 0.07% NEW $88.60 -36.4%
23 PAVE GLOBAL X FDS 23,852.0 $1.4M 0.07% NEW $58.92 -4.6%
24 FYT FIRST TR EXCHANGE-TRADED ALP 20,098.0 $1.4M 0.07% NEW $69.81 +3.2%
25 ARKG ARK ETF TR 31,704.0 $1.3M 0.07% NEW $42.06 +17.6%
26 SPG SIMON PPTY GROUP INC NEW Real Estate 5,662.0 $1.3M 0.06% NEW $223.67 -2.9%
27 FSLR FIRST SOLAR INC Energy 5,344.0 $1.3M 0.06% NEW $235.96 -12.7%
28 AMAL AMALGAMATED FINANCIAL CORP Financial Services 27,204.0 $1.2M 0.06% NEW $45.90 +6.0%
29 NVO NOVO-NORDISK A S Healthcare 25,916.0 $1.2M 0.06% NEW $47.94 -1.6%
30 NYT NEW YORK TIMES CO MTN BE Communication Services 17,667.0 $1.2M 0.06% NEW $69.98 -2.2%
31 UNILEVER PLC 20,558.0 $1.2M 0.06% NEW $60.12
32 NET CLOUDFLARE INC Technology 5,005.0 $1.2M 0.06% NEW $245.28 +16.1%
33 INGERSOLL RAND INC 14,600.0 $1.2M 0.06% NEW $81.99
34 ATR APTARGROUP INC Healthcare 9,167.0 $1.1M 0.06% NEW $125.20 +8.0%
35 BLACKROCK ETF TRUST 28,947.0 $1.1M 0.05% NEW $36.60
36 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 39,500.0 $1.1M 0.05% NEW $26.67 +7.2%
37 FLEX FLEX LTD Technology 6,460.0 $1.0M 0.05% NEW $162.07 -31.0%
38 SWK STANLEY BLACK & DECKER INC Industrials 10,676.0 $1.0M 0.05% NEW $94.12 +6.0%
39 PACER FDS TR 34,043.0 $1.0M 0.05% NEW $29.41
40 SLG SL GREEN RLTY CORP Real Estate 18,270.0 $946K 0.05% NEW $51.77 +13.3%
Page 2 of 8  ·  146 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%