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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 3 of 3  ·  52 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 ETH GRAYSCALE ETHEREUM MINI TR E Financial Services 5,541.0 $208K 0.01% NEW $37.52 -56.0%
42 VXF VANGUARD INDEX FDS 968.0 $205K 0.01% NEW $211.89 +12.0%
43 TY TRI CONTL CORP Financial Services 5,991.0 $204K 0.01% NEW $34.00 +2.1%
44 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 3,223.0 $202K 0.01% NEW $62.56 +22.3%
45 HBAN HUNTINGTON BANCSHARES INC Financial Services 10,037.0 $160K 0.01% NEW $15.89 +6.0%
46 COLD AMERICOLD REALTY TRUST INC Real Estate 11,462.0 $156K 0.01% NEW $13.65 +3.7%
47 CRMD CORMEDIX INC Healthcare 12,075.0 $147K 0.01% NEW $12.16 -28.7%
48 IHRT IHEARTMEDIA INC Communication Services 48,550.0 $141K 0.01% NEW $2.91 +28.5%
49 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 11,893.0 $131K 0.01% NEW $11.01 +17.7%
50 AESI ATLAS ENERGY SOLUTIONS INC Energy 11,916.0 $128K 0.01% NEW $10.73 +49.9%
51 ORGO ORGANOGENESIS HLDGS INC Healthcare 20,000.0 $82K 0.00% NEW $4.08 -42.6%
52 TILRAY BRANDS INC 19,950.0 $31K 0.00% NEW $1.57
Page 3 of 3  ·  52 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%