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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 3 of 8  ·  146 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 ARTY ISHARES TR 11,227.0 $855K 0.04% NEW $76.16 -1.8%
42 SPACE EXPLORATION TECHN CORP 4,673.0 $798K 0.04% NEW $170.86
43 KRE SPDR SERIES TRUST 10,405.0 $779K 0.04% NEW $74.85 -0.4%
44 EAGG ISHARES TR 16,173.0 $767K 0.04% NEW $47.41 -1.2%
45 BLCR BLACKROCK ETF TRUST 13,845.0 $697K 0.04% NEW $50.37 -2.0%
46 AZN ASTRAZENECA PLC Healthcare 3,458.0 $656K 0.03% NEW $189.63 -12.3%
47 AFL AFLAC INC Financial Services 5,587.0 $655K 0.03% NEW $117.25 +0.2%
48 JETS ETF SER SOLUTIONS 19,166.0 $637K 0.03% NEW $33.22 -10.4%
49 IALT BLACKROCK ETF TRUST 21,817.0 $612K 0.03% NEW $28.05 +3.1%
50 HGER HARBOR ETF TRUST 20,832.0 $611K 0.03% NEW $29.34 +18.0%
51 SUSA ISHARES TR 3,662.0 $565K 0.03% NEW $154.30 +2.4%
52 AKRE PROFESIONALLY MANAGED PORTFO 10,543.0 $561K 0.03% NEW $53.19 +14.0%
53 ESGD ISHARES TR 5,411.0 $556K 0.03% NEW $102.81 +4.3%
54 CBT CABOT CORP Basic Materials 6,086.0 $553K 0.03% NEW $90.82 -6.9%
55 BIIB BIOGEN INC Healthcare 2,553.0 $552K 0.03% NEW $216.06 +2.3%
56 DXCM DEXCOM INC Healthcare 7,965.0 $536K 0.03% NEW $67.35 +32.1%
57 TER TERADYNE INC Technology 1,027.0 $497K 0.03% NEW $483.84 -25.0%
58 JEPQ J P MORGAN EXCHANGE TRADED F 7,687.0 $472K 0.02% NEW $61.46 -2.7%
59 MCO MOODYS CORP Financial Services 1,031.0 $467K 0.02% NEW $453.01 +13.6%
60 JEPI J P MORGAN EXCHANGE TRADED F 8,168.0 $461K 0.02% NEW $56.48 +3.0%
Page 3 of 8  ·  146 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%