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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 4 of 8  ·  146 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 KIE SPDR SERIES TRUST 7,529.0 $459K 0.02% NEW $60.99 +3.8%
62 ORA ORMAT TECHNOLOGIES INC Utilities 4,192.0 $457K 0.02% NEW $108.90 -4.9%
63 DFAT DIMENSIONAL ETF TRUST 5,852.0 $409K 0.02% NEW $69.90 +1.5%
64 PWR QUANTA SVCS INC Industrials 560.0 $403K 0.02% NEW $720.38 -13.5%
65 GGOV BLACKROCK ETF TRUST II 8,010.0 $403K 0.02% NEW $50.29 +0.0%
66 DFAS DIMENSIONAL ETF TRUST 4,880.0 $402K 0.02% NEW $82.34 +0.1%
67 CERY SPDR SERIES TRUST 11,862.0 $397K 0.02% NEW $33.43 +13.4%
68 BE BLOOM ENERGY CORP Industrials 1,271.0 $385K 0.02% NEW $302.70 -27.7%
69 TOTL SSGA ACTIVE ETF TR 9,548.0 $377K 0.02% NEW $39.47 -1.4%
70 CVS CVS HEALTH CORP Healthcare 3,521.0 $364K 0.02% NEW $103.44 -10.0%
71 AVMV AMERICAN CENTY ETF TR 4,516.0 $364K 0.02% NEW $80.53 +2.2%
72 ODFL OLD DOMINION FREIGHT LINE IN Industrials 1,633.0 $354K 0.02% NEW $216.60 -8.7%
73 SOXX ISHARES TR 522.0 $334K 0.02% NEW $640.38 -18.5%
74 BKR BAKER HUGHES COMPANY Energy 5,998.0 $333K 0.02% NEW $55.50 +10.6%
75 IOO ISHARES TR 2,359.0 $322K 0.02% NEW $136.61 +5.4%
76 AIQ GLOBAL X FDS 4,873.0 $320K 0.02% NEW $65.61 -2.1%
77 CARNIVAL CORP LTD 11,113.0 $318K 0.02% NEW $28.57
78 DFAI DIMENSIONAL ETF TRUST 7,645.0 $315K 0.02% NEW $41.25 +4.6%
79 ROP ROPER TECHNOLOGIES INC Industrials 925.0 $313K 0.02% NEW $338.39 +23.7%
80 ENPH ENPHASE ENERGY INC Energy 6,336.0 $312K 0.02% NEW $49.24 -21.7%
Page 4 of 8  ·  146 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%