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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 6 of 8  ·  146 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 CGBL CAPITAL GROUP CORE BALANCED 6,678.0 $253K 0.01% NEW $37.96 +1.0%
102 CARG CARGURUS INC Consumer Cyclical 7,420.0 $253K 0.01% NEW $34.09 +8.0%
103 HYMB SPDR SERIES TRUST 9,913.0 $252K 0.01% NEW $25.44 -2.4%
104 YUM YUM BRANDS INC Consumer Cyclical 1,570.0 $251K 0.01% NEW $159.90 -5.6%
105 DVN DEVON ENERGY CORP NEW Energy 6,072.0 $251K 0.01% NEW $41.32 +12.6%
106 IONQ IONQ INC Technology 4,608.0 $245K 0.01% NEW $53.26 -20.2%
107 NTRS NORTHERN TR CORP Financial Services 1,411.0 $245K 0.01% NEW $173.86 +7.4%
108 WDFC WD 40 CO Basic Materials 1,005.0 $245K 0.01% NEW $243.74 -9.6%
109 VTIP VANGUARD MALVERN FDS 4,838.0 $243K 0.01% NEW $50.23 -0.8%
110 ROST ROSS STORES INC Consumer Cyclical 1,140.0 $243K 0.01% NEW $212.90 +9.6%
111 FIDU FIDELITY COVINGTON TRUST 2,417.0 $241K 0.01% NEW $99.63 -4.6%
112 DGCB DIMENSIONAL ETF TRUST 4,396.0 $240K 0.01% NEW $54.67 -2.4%
113 IWL ISHARES TR 1,299.0 $240K 0.01% NEW $184.88 +3.2%
114 FORTINET INC 1,550.0 $238K 0.01% NEW $153.62
115 TGT TARGET CORP Consumer Defensive 1,823.0 $238K 0.01% NEW $130.59 +27.4%
116 SFBS SERVISFIRST BANCSHARES INC Financial Services 2,742.0 $238K 0.01% NEW $86.75 -50.7%
117 IYM ISHARES TR 1,317.0 $236K 0.01% NEW $179.53 +9.3%
118 STT STATE STR CORP Financial Services 1,338.0 $227K 0.01% NEW $169.62 +14.4%
119 WDC WESTERN DIGITAL CORP Technology 355.0 $227K 0.01% NEW $638.74 -28.9%
120 FBCG FIDELITY COVINGTON TRUST 3,646.0 $226K 0.01% NEW $62.11 +0.1%
Page 6 of 8  ·  146 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%