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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 8 of 8  ·  146 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 IFN ABERDEEN INDIA FD INC Financial Services 10,692.0 $126K 0.01% NEW $11.75 -2.2%
142 APYX APYX MEDICAL CORPORATION Healthcare 17,239.0 $77K 0.00% NEW $4.49 -35.6%
143 BOF BRANCHOUT FOOD INC Consumer Defensive 12,398.0 $57K 0.00% NEW $4.60 -17.9%
144 OPENDOOR TECHNOLOGIES INC 14,683.0 $7K NEW $0.49
145 OPENDOOR TECHNOLOGIES INC 14,683.0 $4K NEW $0.28
146 OPENDOOR TECHNOLOGIES INC 14,683.0 $4K NEW $0.24
Page 8 of 8  ·  146 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%