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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 10 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 IUSG ISHARES TR 2,342.0 $441K 0.02% -3K -56.5% $188.11 +2.3%
182 TLH ISHARES TR 4,386.0 $440K 0.02% -6K -56.2% $100.35 -2.7%
183 IXJ ISHARES TR 4,398.0 $433K 0.02% -747.0 -14.5% $98.38 +6.9%
184 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 88,454.0 $428K 0.02% -15K -14.2% $4.84 +17.6%
185 PDP INVESCO EXCHANGE TRADED FD T 2,807.0 $426K 0.02% -370.0 -11.7% $151.73 -9.6%
186 IWS ISHARES TR 2,574.0 $424K 0.02% -284.0 -9.9% $164.63 +4.4%
187 ANET ARISTA NETWORKS INC Technology 2,472.0 $420K 0.02% -16K -87.0% $169.88 +18.4%
188 SGOL ETFS GOLD TR Financial Services 10,879.0 $416K 0.02% -4K -25.6% $38.23 +14.8%
189 DELL DELL TECHNOLOGIES INC Technology 934.0 $403K 0.02% -36K -97.5% $431.63 +9.3%
190 VMBS VANGUARD SCOTTSDALE FDS 8,346.0 $391K 0.02% -2K -19.8% $46.81 -0.9%
191 AGGH SIMPLIFY EXCHANGE TRADED FUN 19,202.0 $387K 0.02% -50K -72.3% $20.17 -1.6%
192 AVSF AMERICAN CENTY ETF TR 8,187.0 $381K 0.02% -942.0 -10.3% $46.57 -0.4%
193 BINC BLACKROCK ETF TRUST II 7,206.0 $377K 0.02% -10K -57.2% $52.34 -0.5%
194 RSPG INVESCO EXCHANGE TRADED FD T 3,842.0 $376K 0.02% -144.0 -3.6% $97.96 +14.7%
195 PBR PETROLEO BRASILEIRO S A Energy 23,262.0 $376K 0.02% -4K -14.2% $16.16 +12.9%
196 TFC TRUIST FINL CORP Financial Services 7,523.0 $375K 0.02% -440.0 -5.5% $49.82 +1.0%
197 BNS BANK NOVA SCOTIA B C Financial Services 4,288.0 $372K 0.02% -143.0 -3.2% $86.84 +7.0%
198 XLRE SELECT SECTOR SPDR TR 8,163.0 $359K 0.02% -1K -13.1% $44.03 +1.4%
199 MPC MARATHON PETE CORP Energy 1,404.0 $359K 0.02% -318.0 -18.5% $255.68 +42.2%
200 FLDB FIDELITY MERRIMACK STR TR 6,960.0 $350K 0.02% -8K -54.3% $50.24 +0.4%
Page 10 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%