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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 11 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 UBER UBER TECHNOLOGIES INC Technology 4,741.0 $342K 0.02% -8K -62.2% $72.16 +6.4%
202 ES EVERSOURCE ENERGY Utilities 4,734.0 $342K 0.02% -2K -34.0% $72.26 -1.8%
203 XMHQ INVESCO EXCHANGE TRADED FD T 2,959.0 $334K 0.02% -1K -33.2% $112.89 +6.0%
204 FDN FIRST TR EXCHANGE-TRADED FD 1,257.0 $333K 0.02% -4K -77.5% $264.71 +11.0%
205 MSI MOTOROLA SOLUTIONS INC Technology 785.0 $326K 0.02% -22.0 -2.7% $415.51 +17.0%
206 TT TRANE TECHNOLOGIES PLC Industrials 662.0 $325K 0.02% -12.0 -1.8% $491.36 -7.3%
207 VCR VANGUARD WORLD FD 819.0 $325K 0.02% -46.0 -5.3% $396.53 -1.6%
208 BKLN INVESCO EXCH TRADED FD TR II 15,924.0 $324K 0.02% -3K -17.2% $20.37 +0.8%
209 BLK BLACKROCK INC Financial Services 334.0 $321K 0.02% -300.0 -47.3% $962.31 +21.5%
210 XTEN BONDBLOXX ETF TRUST 6,927.0 $316K 0.02% -16K -69.5% $45.58 -2.2%
211 EXPD EXPEDITORS INTL WASH INC Industrials 1,921.0 $313K 0.02% -43.0 -2.2% $162.99 +16.7%
212 ROM PROSHARES TR 2,000.0 $310K 0.02% -1K -37.5% $155.20 -4.7%
213 IBDT ISHARES TR 12,276.0 $310K 0.01% -681.0 -5.3% $25.25 -0.1%
214 FDX FEDEX CORP Industrials 988.0 $310K 0.01% -187.0 -15.9% $313.27 +6.2%
215 EXEL EXELIXIS INC Healthcare 5,619.0 $306K 0.01% -435.0 -7.2% $54.41 +1.4%
216 ACN ACCENTURE PLC IRELAND Technology 2,408.0 $300K 0.01% -363.0 -13.1% $124.44 +51.2%
217 IGV ISHARES TR 3,234.0 $293K 0.01% -10K -75.5% $90.60 +21.7%
218 WGMI VALKYRIE ETF TRUST II 4,549.0 $287K 0.01% -24K -84.1% $63.07 -26.5%
219 APD AIR PRODUCTS AND CHEMICALS I Basic Materials 970.0 $284K 0.01% -74.0 -7.1% $293.13 +4.3%
220 MDT MEDTRONIC PLC Healthcare 3,604.0 $282K 0.01% -10K -73.3% $78.23 +15.6%
Page 11 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%