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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $2.0B AUM 684 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2025 · All 146 New 265 Added 253 Reduced 99 Exited
Page 12 of 13  ·  253 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 IJK ISHARES TR 2,392.0 $281K 0.01% -73.0 -3.0% $117.51 -1.6%
222 RY ROYAL BK CDA Financial Services 1,353.0 $280K 0.01% -50.0 -3.6% $206.97 -1.3%
223 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 26,832.0 $276K 0.01% -5K -16.5% $10.30 -1.5%
224 ARM ARM HOLDINGS PLC Technology 767.0 $272K 0.01% -1K -61.3% $354.65 -28.9%
225 PHO INVESCO EXCHANGE TRADED FD T 3,929.0 $271K 0.01% -348.0 -8.1% $69.08 +4.5%
226 ABRDN ASIA PACIFIC INCOME FU 18,270.0 $269K 0.01% -5K -20.8% $14.71
227 PAYX PAYCHEX INC Industrials 2,698.0 $265K 0.01% -642.0 -19.2% $98.33 +28.6%
228 KEY KEYCORP Financial Services 11,398.0 $263K 0.01% -3K -21.9% $23.05 -4.5%
229 HAIL SPDR SERIES TRUST 6,453.0 $258K 0.01% -8K -54.2% $39.93 -8.1%
230 CTVA CORTEVA INC Basic Materials 3,035.0 $257K 0.01% -189.0 -5.9% $84.70 -2.1%
231 SPYV SPDR SERIES TRUST 4,142.0 $252K 0.01% -3K -40.7% $60.79 +4.4%
232 EFG ISHARES TR 1,993.0 $248K 0.01% -2K -47.5% $124.40 +0.8%
233 PCN PIMCO CORPORATE & INCM STRG Financial Services 20,663.0 $247K 0.01% -5K -18.8% $11.95 -1.6%
234 ILCV ISHARES TR 2,436.0 $247K 0.01% -166.0 -6.4% $101.24 +6.9%
235 VTWO VANGUARD SCOTTSDALE FDS 2,029.0 $246K 0.01% -78.0 -3.7% $121.42 -0.1%
236 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 1,978.0 $244K 0.01% -1K -35.4% $123.13 +31.2%
237 CRWV COREWEAVE INC Technology 2,388.0 $238K 0.01% -112.0 -4.5% $99.54 -12.9%
238 SHOP SHOPIFY INC Technology 2,079.0 $237K 0.01% -37K -94.7% $114.18 +34.8%
239 MRSH MARSH & MCLENNAN COS INC Financial Services 1,384.0 $231K 0.01% -724.0 -34.4% $166.69 +13.5%
240 FDRR FIDELITY COVINGTON TRUST 3,418.0 $222K 0.01% -2K -32.7% $64.87 +7.5%
Page 12 of 13  ·  253 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.1%
Financial Services 16.8%
Industrials 10.8%
Healthcare 9.2%
Consumer Cyclical 7.7%
Consumer Defensive 4.8%
Communication Services 3.7%
Energy 2.9%
Basic Materials 2.3%
Utilities 1.9%